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Manulife Financial

Global financial services: insurance and investments

Assistant Manager - Investment Department Compliance

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeTokyo, JapanHybrid

About the Job

Requirements

  • Approximately 3–5 years of relevant experience in compliance, audit, investment operations, or within a financial regulator.
  • Foundational knowledge of the investment industry, including public and private markets and real assets.
  • Basic understanding of applicable regulatory frameworks, including Hong Kong SFC requirements, insurance regulations, and AML/CTF laws.
  • Background in audit, law, compliance, or investment operations.
  • Japanese fluency, including business-level reading and writing.
  • Business proficiency in English, including the ability to communicate with regional stakeholders and prepare written materials.
  • Ability to manage competing priorities and meet deadlines.

Responsibilities

  • Provide compliance advice, with appropriate guidance from senior team members, to business stakeholders across multiple Asian markets, including General Account investment operations.
  • Monitor regulatory developments across jurisdictions such as Hong Kong, Singapore, and Japan; assist in assessing their impact and implementing applicable requirements.
  • Contribute to the development, enhancement, and maintenance of compliance policies and procedures aligned with regional and global standards.
  • Support licensing matters and regulatory filings, notably in Japan, ensuring timely and accurate submissions.
  • Support compliance review of new investment opportunities, including AML/CTF screening and regulatory considerations.
  • Assist in reviewing legal and commercial documentation from a compliance perspective.
  • Support preparation of compliance reporting and management information for senior management and relevant committees.
  • Participate in compliance program initiatives, including stakeholder engagement, training delivery, and ad hoc projects.

Desired Qualifications

  • Relevant accounting, finance, or legal qualifications are advantageous.
  • Exposure to regional compliance across Asian jurisdictions.
  • Experience supporting investment or insurance-related businesses.
  • Familiarity with cross-border regulatory requirements.
  • Interest in policy development and regulatory advisory work.

About the Company

Manulife Financial

Global financial services: insurance and investments

Manulife Financial is a global financial services provider offering a wide range of insurance and investment solutions. It serves individuals, businesses, and institutions with products such as life and health insurance, wealth management, and retirement plans. Customers fund these products through premiums, fees for asset management, and investment income earned on invested assets. Manulife uses analytics and technology to tailor services and improve efficiency, aiming to help clients protect their finances, grow their wealth, and plan for retirement. The company differentiates itself through its large international presence in North America, Asia, and Europe, its breadth of products, and its emphasis on data-driven insights to personalize offerings. Its goal is to help customers achieve their financial goals and aspirations by providing comprehensive, paid-for financial solutions and ongoing support across multiple regions.

Company size
10,001+
Company stage
IPO
Headquarters
Toronto, Canada
Founded
1887

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