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Webull

Commission-free online stock trading platform

Director of Clearing Risk

Risk ManagementConfirmed live in the last 24 hours
Full-timeSt. Petersburg, FL, USA

About the Job

Requirements

  • A bachelor's degree in finance, economics, risk management, accounting, or a related quantitative field is required; an advanced degree or relevant professional certification is preferred.
  • At least 8 years of relevant experience in risk management, capital, liquidity, market risk, clearing risk, broker-dealer risk, or a related control function is required.
  • Meaningful experience working at a U.S. clearing broker or self-clearing broker-dealer is required.
  • Strong understanding of SEC and FINRA net capital requirements, clearinghouse margin and deposit requirements, liquidity risk, and broker-dealer market risk is required.
  • Experience building or managing clearing risk dashboards, Early Warning Indicators, Value at Risk, stress testing, scenario analysis, and capital frameworks is required.
  • Ability to independently challenge the business and escalate risk issues to executive management is required.
  • Strong analytical judgment, communication skills, and executive presence are required.

Responsibilities

  • Own the capital, liquidity, and clearing risk framework for Webull Securities (US) LLC, including daily monitoring of net capital, excess net capital, liquidity, and clearinghouse requirements.
  • Develop and maintain early warning indicators, risk limits, escalation thresholds, governance routines, and management reporting for capital, liquidity, market, and clearing risk exposures.
  • Lead Value at Risk, stress testing, scenario analysis, and capital forecasting to assess risk under normal and stressed market conditions and support projected clearing growth.
  • Monitor NSCC, DTC, OCC, settlement-related liquidity exposure, margin, deposit, and funding requirements across the clearing broker business.
  • Assess client, correspondent, counterparty, and concentration risk, and work with senior stakeholders to identify, escalate, and remediate emerging issues.

Desired Qualifications

  • Experience interacting with NSCC, DTC, OCC, FINRA, SEC, or other relevant regulatory and market infrastructure stakeholders.
  • Prior responsibility for clearing house liquidity, daily margin and deposit forecasting, capital adequacy assessment, or broker-dealer stress testing.
  • Experience supporting senior risk governance forums, board or committee reporting, regulatory examinations, internal audit reviews, or remediation programs.
  • Advanced proficiency with Excel and experience using SQL, Python, or comparable data-analysis tools to analyze large datasets, automate risk monitoring, and support capital, liquidity, Value at Risk, and stress-testing models.

About the Company

Webull

Commission-free online stock trading platform

Webull provides a commission-free online stock trading platform focused on individual investors. It offers real-time market quotes, customizable charts, multiple technical indicators, and advanced analysis tools, with support for full extended hours trading (pre-market and after-hours). Its product suite includes stocks, fractional shares, options, ETFs, and ADRs, with no commission fees or deposit minimums. Revenue comes from interest on uninvested cash, margin lending, and payment for order flow. This makes it a technology-driven option for retail traders seeking accessible trading tools and flexible market access. The company aims to help retail investors take control of their financial future by providing an easy-to-use platform with powerful analytics and extended trading hours.

Company size
501-1,000
Company stage
IPO
Headquarters
Saint Petersburg, Florida
Founded
2017

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