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Vinyl Equity

SaaS transfer agent for public companies

Operations Associate - Transfer Agency

Finance & BankingConfirmed live in the last 24 hours
Full-timeMangaluru, Karnataka, India

About the Job

Requirements

  • At least 3 years of experience in securities or transfer agency operations.
  • Background at an RTA, global transfer agent, asset manager, or bank securities-services center.
  • Strong data skills, including Excel or Sheets and working with unfamiliar file formats such as CSV and fixed-width files.
  • Confident use of Claude or an equivalent AI assistant.
  • Meticulous attention to detail and clear written English.
  • Reliability against hard cutoffs; the role operates on U.S. Eastern Time hours.
  • High integrity and discretion when handling personally identifiable information and material non-public information.

Responsibilities

  • Process transfers, issuances, and Depository Trust Company activity (DWAC, DRS, FAST) under maker-checker controls.
  • Resolve reconciliation and out-of-balance items the same day.
  • Review KYC/KYB documentation and triage false positives against primary sources.
  • Immediately escalate OFAC/sanctions and adverse-media matches.
  • Handle shareholder and issuer support requests via queue, email, and phone.
  • Support SEC compliance reporting, including Rules 17Ad-2, 17Ad-6, and 17Ad-17, DTCC CBRS, and escheatment.
  • Support proxy season, paying agency, and corporate actions processing.
  • Support new-issuer onboarding and legacy record ingestion.
  • Flag SOP gaps and procedure drift to the Operations Lead.

Desired Qualifications

  • Exposure to DTC/DTCC systems, including FAST, DWAC, DRS Profile, and CBRS, and SEC 17Ad-series rules.
  • Experience with record conversions/deconversions or legacy data migration.
  • Familiarity with Rule 144, medallion guarantees, escheatment, KYC/KYB, or anti-money laundering.
  • Experience supporting U.S. or cross-border clients from India against U.S.-hours service-level agreements.

About the Company

Vinyl Equity

SaaS transfer agent for public companies

Vinyl Equity provides a web-based SaaS platform that serves as a transfer agent for publicly traded companies, managing share registries, dividend plans, and proxy voting. The platform automatically ingests data, reconciles treasury stock, and displays beneficial ownership and registry information in a dashboard for compliance and operations teams. It differentiates itself by delivering automated, compliant infrastructure and clear ownership visibility within one platform, replacing traditional paper-heavy processes in capital markets. Its goal is to create dependable, transparent, and scalable capital markets infrastructure that helps companies operate more efficiently and makes it easier for investors to access liquidity.

Company size
11-50
Company stage
Series A
Total funding
$31.5M
Headquarters
Winnetka, IL
Founded
2022

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