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BNY

Safeguards and moves assets for investors

Vice President, Supervision and Conduct Controls Group Lead - Markets Controls

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timePune, Maharashtra, IndiaNo salary listedIn-person

About the Job

Requirements

  • A bachelor's degree or equivalent combination of education and experience is required.
  • Extensive experience in markets controls, supervision, conduct risk, operational risk, compliance, audit, or first-line control management within financial services is required.
  • Strong understanding of risk and control frameworks, governance processes, issue management, and regulatory expectations in a complex banking or markets environment is required.
  • Demonstrated ability to lead regional or distributed teams and deliver consistent execution across multiple stakeholders, priorities, and locations is required.
  • Experience managing regulatory, audit, and internal control commitments, including remediation planning, oversight, and governance is required.
  • Strong analytical, problem-solving, and decision-making skills are required, including the ability to identify trends, assess impact, and escalate issues appropriately.
  • Excellent verbal and written communication skills are required, including the ability to influence senior stakeholders and present clearly on risk and control matters.
  • Proven ability to operate effectively in a fast-paced, highly regulated environment while managing competing priorities and delivering high-quality outcomes is required.
  • Experience producing executive-ready governance materials, management reporting, and control-related insights is required.
  • A track record of building strong partnerships across business, risk, compliance, legal, and audit functions is required.

Responsibilities

  • Act as the Regional Controls Lead for the India-based Markets Controls team, providing leadership, oversight, and governance coordination across first-line control activities.
  • Lead execution of the regional controls agenda to support a strong, consistent, and sustainable control environment across a geographically distributed organization.
  • Oversee supervision and conduct control activities, ensuring effective implementation, monitoring, escalation, and remediation of control issues.
  • Support delivery of key risk and control priorities in alignment with business objectives, enterprise standards, and regulatory expectations.
  • Coordinate responses to regulatory, audit, compliance, and internal review commitments, driving timely execution, disciplined tracking, and sustainable closure of actions.
  • Partner with senior business leaders and control stakeholders to identify emerging risks, assess control implications, and drive appropriate action.
  • Oversee governance routines, reporting, and management information for regional control activities, including issue tracking, thematic analysis, key metrics, and escalation of material matters.
  • Drive consistency in control execution, accountability, and governance standards across India-based Markets Controls roles.
  • Promote a strong culture of supervision, conduct, and risk ownership by embedding controls into day-to-day business activities and reinforcing sound decision-making.
  • Lead, coach, and develop a high-performing team while fostering collaboration, continuous improvement, and disciplined execution.

Desired Qualifications

  • An advanced degree or relevant professional certification is preferred.

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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