C

Computershare

Global share registry and investor services

Regulatory Data Analyst

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeBristol, UKNo salary listed

About the Job

Requirements

  • Hands-on knowledge of CASS and Conduct Risk frameworks within financial services.
  • Ability to analyse data and produce high-quality Management Information that supports governance and decision-making.
  • Advanced user of Microsoft Office applications, with a strong specialisation in PowerPoint and the ability to create high-quality, impactful presentations.
  • Strong understanding of Financial Conduct Authority regulations and frameworks.
  • Demonstrable knowledge of the Client Assets Sourcebook and Conduct Compliance.
  • Solid knowledge of operational processes within the financial services sector.
  • Comprehensive understanding of UK regulatory requirements and standards.
  • Ability to prioritise tasks effectively and perform under tight deadlines.
  • Strong written communication and interpersonal skills.
  • Strong analytical capability and a proactive approach to problem solving.
  • Ability to collaborate effectively and contribute within a team-oriented environment.

Responsibilities

  • Produce high-quality Management Information for governance forums, including CASSFORM, the Conduct Risk and Consumer Duty Forum, and other committees and forums.
  • Review and implement an efficient, robust Management Information creation process using available resources such as AIDevelop.
  • Review and maintain CIS CASS and Conduct Risk policies to keep them current, robust, and fit for purpose.
  • Provide ongoing advice and guidance to CIS stakeholders on procedural and regulatory requirements.
  • Collaborate with the central training team to design and deliver e-learning and classroom-based training content.
  • Support the coordination and facilitation of external audit activities.
  • Maintain and regularly update CASS Assurance Mapping to reflect current controls and processes.
  • Conduct monthly reviews of the firm's CASS Resolution Pack to ensure accuracy and regulatory compliance.
  • Oversee de-migration activities to ensure compliance, including reviewing notifications and performing desktop due diligence.

About the Company

Computershare

Global share registry and investor services

Computershare provides global corporate services, mainly acting as a registrar and administer of equity and investor services. It handles share registries, investor communications, employee equity plan administration, and other corporate trust and registrar tasks for companies around the world. Its products work by recording and updating ownership records, processing share transactions, and distributing notices and reports to shareholders and employees through integrated technology and operations. The company differentiates itself through its large global presence (over 12,000 employees in about 90 offices), breadth of services across its group, and a strong focus on delivering certainty, value and service excellence to clients. Its goal is to help clients manage ownership, governance and stakeholder communications efficiently, enabling growth and stability in their equity and corporate processes.

Company size
5,001-10,000
Company stage
IPO
Headquarters
Melbourne VIC, Australia
Founded
1978

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