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UBS

Global bank and wealth management group

IB Operations – Service Delivery Team Lead

Finance & BankingPosted on Nov 11
Full-timeKuala Lumpur, Federal Territory of Kuala Lumpur, MalaysiaNo salary listedIn-person

About the Job

Requirements

  • Apply sound judgment, controls, and adherence to policies and risk standards.
  • Execute trade matching and settlement processes in line with market practices and operational controls.
  • Investigate and resolve corporate action exceptions, queries, and event mismatches to protect clients.
  • Reconcile corporate action discrepancies and position breaks, driving timely client-impact processing.
  • Manage custodian operations and securities trade processing, including manual trade confirmations.
  • Build and monitor operational dashboards and controls using Excel and Power BI.
  • Analyze data using numeracy, VBA, and reconciliation techniques to reduce operational risk.
  • Use AI literacy to optimize workflows and validate outputs in line with ethical-use and policy requirements.
  • Know Bursa Malaysia rules, Malaysian securities regulations, Central Depository System (CDS) operations, Bursa Depository requirements, and Bursa SBL systems.

Responsibilities

  • Lead end-to-end operations for Bursa Malaysia equities, SBL, block, and Shariah trades, covering trade processing, funding, settlement, and reconciliations.
  • Oversee domestic client onboarding by coordinating documentation and Know Your Customer (KYC) approvals with clients and the Onboarding team.
  • Maintain regulatory compliance and controls, ensuring timely reporting, adherence to UBS and local requirements, and prompt exception escalation.
  • Deliver timely, accurate client service and manage operational enquiries, issues, and time-critical events.
  • Manage stakeholder relationships across Front Office, Technology, Finance, exchanges, clearing houses, custodians, vendors, and banks.
  • Drive operational improvements and change, supporting Malaysian market developments, local initiatives, and robotic process automation (RPA).
  • Research and maintain corporate actions globally, collect portfolio manager responses, and update systems.
  • Instruct custodians, post cash and stock transactions in the accounting system, and reconcile positions across asset classes.
  • Partner with Portfolio Managers, Traders, Brokers, Custodians, and Global Operations teams as part of a global function.

About the Company

UBS

Global bank and wealth management group

UBS is a Swiss multinational bank and the world’s largest wealth manager. It serves private, corporate, and institutional clients worldwide through four divisions—Global Wealth Management, Personal & Corporate Banking, Asset Management, and Investment Bank—offering services from investment advice and portfolios to everyday banking and lending. Its size and diversified business lines set it apart, and its 2024 merger with Credit Suisse expanded its client base and capabilities. The goal is to grow client assets, provide comprehensive financial solutions, and maintain profitability across a global network.

Company size
10,001+
Company stage
IPO
Headquarters
Zurich, Switzerland
Founded
1998

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