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Tradeify

Prop trading firm funding traders

Junior Compliance & Reporting Specialist

Regulatory Compliance & Ethics +1Confirmed live in the last 24 hours
Full-timeRemote in USARemote

About the Job

Requirements

  • 1–2 years of experience in compliance, regulatory reporting, or a related financial-services role.
  • A degree in finance, economics, law, or a related field, or equivalent experience.
  • Strong attention to detail and a habit of double-checking work.
  • Solid Excel skills, including building trackers and simple dashboards.
  • Clear written communication.
  • Curiosity and willingness to learn the CFTC/NFA rulebook.
  • Good judgment about when to ask for help or escalate.
  • Experience with the NFA and CFTC rulebook, including NFA Compliance Rules 2-29 and 2-36, NFA Compliance Rule 2-10, and CFTC Regulation 1.31.

Responsibilities

  • Support monitoring the firm’s adherence to NFA and CFTC requirements and flag potential gaps to senior team members.
  • Maintain the reporting obligations register and recordkeeping registers.
  • Help prepare regulatory filings and support responses to regulatory inquiries.
  • Assist with the anti-money laundering program, including customer risk profiling, transaction monitoring, and preparing information for suspicious activity reporting.
  • Review marketing and promotional materials against NFA Compliance Rule 2-29 and escalate questions as needed.
  • Help document policies and procedures and prepare materials for staff training.
  • Contribute to recordkeeping and NFA exam-readiness work as the program develops.
  • Work with operations, technology, and customer support teams to keep compliance processes running smoothly.

Desired Qualifications

  • Futures, brokerage, or fintech experience.
  • Exposure to NFA rules, CFTC recordkeeping, or Bank Secrecy Act/anti-money laundering requirements.
  • CAMS certification or interest in pursuing it.
  • Series 3 license or willingness to obtain it; registration support is provided.
  • Experience with know-your-customer/anti-money-laundering processes, compliance software, or brokerage platforms.

About the Company

Tradeify

Prop trading firm funding traders

Tradeify is a proprietary trading firm that provides capital to traders in futures and cryptocurrency. It funds traders after they pass a skills evaluation or via an instant funding option, offering accounts of $25K to $150K and allowing up to five accounts at once. Traders keep up to 90% of profits, with the first $15,000 earned fully theirs. The firm uses multiple platforms (NinjaTrader, Tradovate, TradingView, Quantower) and features like End-of-Day drawdown, an automated trading journal, and quick payouts in cryptocurrency or other methods. It differentiates itself through transparent payout structures, multiple funding pathways, performance-based scaling, and a built-in training/competition ecosystem (recently integrating ChartChamps). Its goal is to empower skilled traders with substantial capital, advanced tech, and data-driven tools to grow and eventually manage the firm’s real capital in the Tradeify Elite program.

Company size
201-500
Company stage
Not listed
Total funding
Not listed
Headquarters
Miami, FL
Founded
2021

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