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G MASS

Regulatory Reporting Assurance Consultant

Risk, Regulatory & Legal AdvisoryConfirmed live in the last 24 hours
Full-timeLondon, UKNo salary listed

About the Job

Requirements

  • A background in regulatory reporting assurance or data quality, gained with a specialist provider or within a professional services regulatory reporting assurance practice.
  • Hands-on experience testing regulatory reporting data for accuracy, completeness, and timeliness.
  • Experience with audit-driven remediation, working from internal or external findings through to corrected submissions.
  • Strong data analysis capability, including SQL, and the ability to interrogate large reporting populations and rigorously evidence conclusions.
  • Breadth across regulatory reporting regimes such as EMIR, MiFID II / MiFIR, SFTR, CFTC, or SEC, with the ability to move between regimes rather than specialize in one.
  • Strong root-cause analysis skills and the persistence to trace reporting failures through upstream data and systems.
  • Clear written communication and the ability to produce documentation that stands up to auditor and regulator review.
  • A confident client-facing manner and the credibility to present findings to senior stakeholders and defend the analysis.

Responsibilities

  • Assess clients’ regulatory reporting quality by testing submitted data for accuracy, completeness, and timeliness against relevant regime requirements.
  • Design and execute data quality testing and reconciliation routines across client reporting populations.
  • Quantify the scale and materiality of identified issues, including affected transactions and fields, so clients understand their exposure.
  • Perform root-cause analysis on reporting breaks and exceptions, tracing issues through upstream data and source systems.
  • Support clients with remediation arising from internal or external audit findings, from initial assessment through corrected submissions.
  • Produce clear, evidenced documentation of findings and recommendations that withstands external scrutiny.
  • Apply data quality and assurance tools to automate testing and improve repeatability across engagements.
  • Present findings to senior client stakeholders, explaining the issue and practical route to resolution.
  • Advise clients on strengthening ongoing reporting controls to prevent recurrence.
  • Work across the reporting regimes in scope for each client rather than specializing in a single regulation.

Desired Qualifications

  • Consulting or client-delivery experience is a strong advantage.

About the Company

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