Legal Risk & Compliance – Financial Crimes Compliance Senior Consultant

You Belong Here

The Protiviti Career provides opportunity to learn, inspire, and advance within a collaborative and inclusive culture.  We hire curious individuals for whom learning is a passion. We lean into our mission:We Care. We Collaborate. We Deliver.

At every level, we champion leaders who live our values ofintegrity, inclusion, innovation, and commitment to success. Imagining our work as a journey, we believe integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success empowers us to deliver on our vision to be the most trusted global consulting firm.

Where We Need You

Protivitiis looking for aLegal,Risk andComplianceSenior Consultant to join our growingFinancial CrimeComplianceteam. 

Protiviti’s Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions. We empower our clients to be more effective and efficient in a way that is risk-sensitive, regulatory compliant, well controlled, and enabled by leading technologies.

What You Can Expect

As a Senior Consultant, you will be a mentor, trainer, and coach to Interns and Consultants as you facilitate the successful completion of project work plans. You’ll identify areas of risk and opportunities to increase efficiency. You’ll strengthen relationships and deepen your abilities to communicate, gain trust, and network with client personnel and professional associates.  At the direction ofManagers, you may accept responsibility for decision-making in areas including establishing project scope and work plans, project staffing, preparation of deliverables, and application of methodologies. By focusing on clients and engagements in the financial services industry, you’ll partner with highly regulated clients and deepen your understanding of financial services regulations.

What Will Help You Be Successful

• You enjoyidentifyingand assessingfinancial crime complianceriskswithina business.

• You are motivated to learn and interested in all things related tooperation and enterprise risk, including the latest trends and developments. 

• You are passionate about building relationships with clients and providing clients with exceptional experiences.

• You have an inherent interest in project management and team leadership. 

• You contribute to a positive team culture that fosters open communication among all engagement team members. 

• You create development opportunities for others and ways for your team to improve our clients and communities.

• You have interest in working with a diverse portfolio of clients acrossthefinancial services industry. 

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Do Your Talents Include the Following?

Experiencewith anyofthe following:

• Broadexpertisein Financial Crime Compliance (FCC), with a particular focus on fraud and fraud risk management capabilities.Projects involving money laundering, terrorist financingand sanctions evasion, fraud, and other financial crime. 

• Executingcompliance monitoring, internal controls risk assessments, and internal controls testingactivities toensurepolicy and procedural manuals,internal controls, and operational practicesarereasonably designed, risk-based, and effective. 

• Analyzingcurrent and emerging regulations and assessingtheir applicability to the business.

• Supportingthe development and/orimplementation offinancial crime risk management policies and procedures.

• Monitoringeffectivenessandreporton financial crime compliance activities.

• Liaisingwith internal and external stakeholders to ensure compliance with regulations and best practices.

• Supportingaudits, effectiveness reviews,and investigations related to financial crimecompliance activities. 

• Evaluating, summarizing, organizing, and interpretingdata. 

• Establishing and cultivating business relationships and a professional network. 

• Ability to translate and communicateoperational and enterprise risksto client personnel, including executives. 

• Supervisory experience of teams including mentoring, oversight and review of work, coordination across teams, and understanding how to motivate.  

Your Educational and Professional Qualifications

• Bachelor’s degree inarelevant discipline (business, finance, or a related field). 

• Experience in conducting audits of financial crime compliance programs and risk assessments. 

• 2+ years workingdirectlyinfinancial crime risk, compliance, or auditeither in professional servicesor thefinancial services industryin Canada. 

• Proficiencywith Excel, Word,PowerPointand Copilot is aplus modelriskexperienceisa plus. 

• Professional Certification such asCertified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), oractively pursuing these certificationsisrequired. 

Our Hybrid Workplace

Protiviti practices a hybrid model, which is a combination of working in person with a purpose and working remotely. This model creates meaningful experiences for our people and our clients while offering a flexible environment. The ratio of remote to in-person requirements vary by client, project, team, and other business factors.Our people work both in-person in local Protiviti offices and on client sites, which can include localor out-of-state travel based on our projects and client requests and commitments.  

Starting salary is based on a full-time equivalent schedule. Placement in the range is dependent upon experience, skills and geographic work location. Below is the salary range for this job. 

$72,000.00 – $108,000.00