Private Wealth Management Compliance Vice President - Private Wealth Management PWM
About the job
- A bachelor's degree is required.
- At least five years of relevant experience is required.
- Experience with legal, regulatory, and compliance issues in the financial industry is required.
- Ability to speak and read Portuguese and/or Spanish is specified.
- Candidates must hold the Series 7, 63, 9, and 10 licenses or be willing and able to pass the exams within a reasonable period.
- Strong interpersonal skills, including the ability to build relationships, build consensus, and influence decisions, are required.
- Ability to work well under pressure and maintain a hands-on, proactive approach is required.
- Ability to devise and implement creative and innovative solutions is required.
- Strong analytical and risk assessment skills are required.
- Concise verbal and written communication skills are required.
- Ability to learn quickly and work effectively with minimal supervision is required.
- Ability to multitask and adapt to new situations and a dynamic work environment is required.
- Monitor and conduct surveillance focused on compliance with regulatory requirements and internal controls.
- Assess financial product and transaction suitability for a range of clients, ensuring compliance with regulations and internal policies.
- Interact daily with the Florida Private Wealth Management business, Divisional Compliance, Legal, and Operations teams.
- Review marketing materials used to pitch Private Wealth Management products and services to clients.
- Advise Private Wealth Management teams on regulations, policies, and client issues.
- Participate in United States Private Wealth Management and Global Compliance projects and initiatives.
About the company
Goldman Sachs advises companies and governments on mergers, raises money for them by selling their stocks and bonds, and trades securities for big investors such as hedge funds and pension funds. It led Ford Motor's 1956 stock market debut, then the largest share sale in US history. Traders buy and sell stocks, bonds, currencies, and commodities for clients and lend them money, while bankers earn a fee on each deal they advise on or arrange. Its asset and wealth management arm invests for institutions and wealthy families and charges fees based on the money it oversees. The firm was founded in 1869, when it began brokering short-term IOUs for New York merchants, and it is based in New York City.
Company Size
10,001+
Company Stage
IPO
Headquarters
New York City, New York
Founded
1869
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Simplify's Take
What believers are saying
- Trading drives the boom: stock-trading revenue hit a record $7.42 billion in the June 2026 quarter, up 72%.
- Pay is climbing: compensation rose 20% to $11.5 billion in the first half of 2026, while staff grew 1%.
- A Goldman stint opens doors: alumni Rishi Sunak, Mario Draghi and Mark Carney rose to lead Britain, Italy and Canada.
What critics are saying
- AI is costing jobs: Goldman's October 2025 AI plan came with a "limited reduction in roles" and slower hiring.
- Expect five office days a week: Goldman reaffirmed the rule in 2023, and its CEO calls remote work an aberration.
- Stock awards have lost value: shares fell 23% from July 15 to October 8, 2026, versus 18% at Morgan Stanley.
What makes Goldman Sachs unique
- Traders outearn Goldman's famous merger advisers: trading made 57% of first-half 2026 revenue, versus 8% from advice.
- Goldman is Wall Street's top merger adviser: it earned $4.6 billion advising on 2025 deals, versus JPMorgan's $3.1 billion.
- The top prize is still partner: though public since 1999, Goldman named just 95 partners from 46,000-plus staff in 2024.
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Benefits
- Health Insurance
- Dental Insurance
- Vision Insurance
- Life Insurance
- Disability Insurance
- Health Savings Account/Flexible Spending Account
- Paid Vacation
- Paid Sick Leave
- Paid Holidays
- Professional Development Budget