Full-Time

Compliance Testing-Compliance Monitoring Analyst C12 AVP

Confirmed live in the last 24 hours

Citigroup

Citigroup

10,001+ employees

Global financial services and banking solutions

Fintech
Financial Services

Compensation Overview

$79.1k - $118.7kAnnually

+ Incentive Awards + Retention Awards

Senior

Tampa, FL, USA

Hybrid position requiring some in-office presence.

Category
Risk & Compliance
Legal & Compliance
Required Skills
Word/Pages/Docs
Data Analysis
Excel/Numbers/Sheets
PowerPoint/Keynote/Slides

You match the following Citigroup's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • 5-8 years of experience
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.
  • Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities.
  • Extensive global compliance and audit related experience, and strong knowledge of business processes.
  • Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.
  • Understanding of relevant rules, laws, regulations, and specific regulatory requirements. Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.
  • Effectiveness in working within a large scale and complex matrix organization is essential.
  • Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions.
  • Recommends appropriate and pragmatic appropriate solutions to risk and control issues.
  • Applies knowledge of key regulations to influence audit testing review scope.
  • Develops effective line management relationships to ensure strong understanding of the business.
  • Must be a self-starter, flexible, innovative, and adaptive.
  • Works collaboratively with regional and global partners in other functional units.; ability to navigate a complex organization.
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
Responsibilities
  • Develops, implements, and executes compliance monitoring procedures in accordance with the Compliance Independent Assessment (CIA) Plan.
  • Participates in the planning, executing, and reporting of compliance monitoring and compliance and regulatory issue validation activities covering the global Markets business in accordance with the CIA Plan.
  • Reports any findings to the CIA Management team as necessary and documents them accordingly.
  • Utilizes innovative compliance monitoring solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks.
  • Develops effective and collaborative relationships with stakeholders within and outside the CIA function, such as business and technology process owners, and promotes education and best practice across ICRM and the business.
  • Escalating to CT management significant compliance matters that require their attention or action.
  • Additional duties as assigned.
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Desired Qualifications
  • Advanced degree or relevant certification a plus.

Citigroup provides a variety of financial services to individuals, businesses, and governments around the world. Its offerings include consumer banking, credit services, corporate and investment banking, securities brokerage, and wealth management. The company operates in over 160 countries, allowing it to facilitate cross-border transactions and serve a diverse clientele. Citigroup's products work by leveraging its extensive global network and technology to provide efficient banking solutions, such as loans, investment management, and trading services. What sets Citigroup apart from its competitors is its strong focus on sustainability and social responsibility, demonstrated through its investments in environmental, social, and governance (ESG) initiatives. The company's goal is to create a positive financial and social impact while achieving growth and profitability.

Company Stage

IPO

Total Funding

$59.8M

Headquarters

New York City, New York

Founded

1812

Growth & Insights
Headcount

6 month growth

-5%

1 year growth

-5%

2 year growth

-5%
Simplify Jobs

Simplify's Take

What believers are saying

  • AI-driven solutions enhance Citi's competitive edge in automated lending and risk management.
  • Partnership with Pylon increases market share in mortgage trading.
  • Investment in fintech Capitolis leads to innovative financial products and services.

What critics are saying

  • Involvement with Windrose exposes Citi to geopolitical risks and regulatory scrutiny.
  • Investment in Validis may face challenges if technology fails to improve underwriting.
  • Integration challenges with Pylon's platform could delay benefits of institutional-grade products.

What makes Citigroup unique

  • Citi's global presence in over 160 countries enhances its competitive advantage.
  • Investment in blockchain technology streamlines cross-border transactions and trade finance.
  • Citi's commitment to ESG initiatives strengthens its brand and market position.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

401(k) Retirement Plan

401(k) Company Match

Wellness Program

Paid Vacation

Paid Sick Leave

Paid Holidays