Full-Time

Compliance Testing-Compliance Monitoring Analyst C12 AVP

Confirmed live in the last 24 hours

Citigroup

Citigroup

10,001+ employees

Global financial services and banking solutions

Fintech
Financial Services

Compensation Overview

$79.1k - $118.7kAnnually

+ Incentive Awards + Retention Awards

Senior

Tampa, FL, USA

Hybrid position based in Tampa, Florida.

Category
Risk & Compliance
Legal & Compliance
Required Skills
Word/Pages/Docs
Data Analysis
Excel/Numbers/Sheets
PowerPoint/Keynote/Slides
Requirements
  • 5-8 years of experience
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.
  • Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities.
  • Extensive global compliance and audit related experience, and strong knowledge of business processes.
  • Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.
  • Understanding of relevant rules, laws, regulations, and specific regulatory requirements. Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.
  • Effectiveness in working within a large scale and complex matrix organization is essential.
  • Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions.
  • Recommends appropriate and pragmatic appropriate solutions to risk and control issues.
  • Applies knowledge of key regulations to influence audit testing review scope.
  • Develops effective line management relationships to ensure strong understanding of the business.
  • Must be a self-starter, flexible, innovative, and adaptive.
  • Works collaboratively with regional and global partners in other functional units.; ability to navigate a complex organization.
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
Responsibilities
  • Develops, implements, and executes compliance monitoring procedures in accordance with the Compliance Independent Assessment (CIA) Plan.
  • Participates in the planning, executing, and reporting of compliance monitoring and compliance and regulatory issue validation activities covering the global Markets business in accordance with the CIA Plan.
  • Reports any findings to the CIA Management team as necessary and documents them accordingly.
  • Utilizes innovative compliance monitoring solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks.
  • Develops effective and collaborative relationships with stakeholders within and outside the CIA function, such as business and technology process owners, and promotes education and best practice across ICRM and the business.
  • Escalating to CT management significant compliance matters that require their attention or action.
  • Additional duties as assigned.
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Desired Qualifications
  • Advanced degree or relevant certification a plus.

Citigroup provides a variety of financial services to individuals, businesses, and governments around the world. Its offerings include consumer banking, credit, corporate and investment banking, securities brokerage, and wealth management. The company operates in over 160 countries, allowing it to facilitate cross-border transactions and serve a diverse clientele. Citigroup's products work by leveraging its extensive global network and technology to provide efficient banking solutions, generating revenue through interest on loans, service fees, trading, and investment management. What sets Citigroup apart from its competitors is its strong focus on sustainability and social responsibility, demonstrated through its investments in environmental, social, and governance initiatives. The company's goal is to create a positive financial and social impact while achieving growth and profitability.

Company Stage

IPO

Total Funding

$59.8M

Headquarters

New York City, New York

Founded

1812

Growth & Insights
Headcount

6 month growth

-5%

1 year growth

-5%

2 year growth

-5%
Simplify Jobs

Simplify's Take

What believers are saying

  • Citi's investment in Validis enhances automated data standardization in business lending.
  • Partnership with Pylon offers clients access to institutional-grade mortgage products.
  • Involvement in Contour indicates interest in decentralized digital trade finance solutions.

What critics are saying

  • Increased competition in fintech could dilute focus and create conflicts of interest.
  • Potential overexposure to volatile electric vehicle market through investments like Windrose.
  • Integration with Pylon's platform may expose Citi to operational risks.

What makes Citigroup unique

  • Citi operates in over 160 countries, offering a vast global network.
  • The company invests heavily in ESG initiatives, showcasing commitment to sustainability.
  • Citi leverages technological innovations to provide seamless and efficient banking solutions.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

401(k) Retirement Plan

401(k) Company Match

Wellness Program

Paid Vacation

Paid Sick Leave

Paid Holidays