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Computershare

Global share registry and investor services

Head of Risk & Compliance

Regulatory Compliance & EthicsPosted on Nov 10
Full-timeZürich, SwitzerlandNo salary listed

About the Job

Requirements

  • Extensive experience in risk and compliance, with a strong background in financial services.
  • Substantial experience advising senior leaders and engaging with boards and regulators.
  • Experience in risk management, regulatory compliance, governance, business continuity, and operational resilience.
  • Fluency in English and some knowledge of German.
  • Ability to lead risk and compliance frameworks within a regulated environment.
  • Ability to balance regulatory requirements with commercial objectives.

Responsibilities

  • Maintain and continuously improve the firm’s risk and compliance framework.
  • Promote a strong risk culture and effective risk management across the organisation to identify, assess, and mitigate potential risks.
  • Provide independent oversight and robust challenge of first-line risk and control activities.
  • Support and guide employees in administrative tasks, including using the organisation’s ACE risk management tool.
  • Prepare and coordinate regular and ad-hoc risk and compliance reports.
  • Ensure ongoing compliance with requirements applicable to a FINMA-regulated securities firm.
  • Maintain and update risk policies, guidelines, and assessments, and prepare and report on Key Risk Indicators.
  • Lead and coordinate the Audit, Risk & Compliance Committee of the Board of Directors and risk meetings of the Executive Board.
  • Own and manage the Client Assurance function, including responding to client and prospective client due diligence requests, coordinating assurance questionnaires and audits, and supporting client onboarding and retention.
  • Advise the business on risk and compliance matters.
  • Monitor regulatory developments and support implementation of new regulatory and internal policy requirements.

About the Company

Computershare

Global share registry and investor services

Computershare provides global corporate services, mainly acting as a registrar and administer of equity and investor services. It handles share registries, investor communications, employee equity plan administration, and other corporate trust and registrar tasks for companies around the world. Its products work by recording and updating ownership records, processing share transactions, and distributing notices and reports to shareholders and employees through integrated technology and operations. The company differentiates itself through its large global presence (over 12,000 employees in about 90 offices), breadth of services across its group, and a strong focus on delivering certainty, value and service excellence to clients. Its goal is to help clients manage ownership, governance and stakeholder communications efficiently, enabling growth and stability in their equity and corporate processes.

Company size
5,001-10,000
Company stage
IPO
Headquarters
Melbourne VIC, Australia
Founded
1978

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