Full-Time
Senior Data Analyst
Compliance
Confirmed live in the last 24 hours
Comprehensive trading platform with global products
Senior
Greenwich, CT, USA
- 5+ years of experience at a financial services company, auditor, or regulator.
- 3+ years of experience performing or auditing middle- and back-office functions at a broker-dealer, investment manager, hedge fund, or bank.
- Experience analyzing and documenting data flows and entity relationships (e.g., DFD, ERD).
- Fluent with MS Office tools, particularly Excel (e.g., Power Query, VBA) and Visio (e.g., UML and BPMN diagrams).
- Ability to work independently in a small-team environment and multi-task with minimal supervision.
- Identify key data elements and create and maintain data lineage maps by collaborating with technical and business stakeholders.
- Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations.
- Create source-to-destination data maps for AML reports and systems.
- Support the buildout and management of the data catalog, business glossaries, and the associated metadata that serve as the enterprise repository for understanding and governing information across the organization.
- Design periodic and ad hoc supervisory reports and complete associated reviews.
- Implement internal control enhancements and appropriately triage potential compliance matters.
- Assist and coordinate responses to regulatory inquiries from US and global regulators.
- Draft and implement controls and perform control testing.
- Research and write policies and procedures.
Interactive Brokers LLC provides its employees with a robust and technologically advanced platform, ideal for those passionate about trading and financial markets. With over 45 years of experience in trading technology, the company maintains a competitive edge in liquidity and global product offerings. This established leader in the trading industry offers a dynamic work environment focused on continuous innovation and excellence in financial services.
Company Stage
IPO
Total Funding
N/A
Headquarters
Greenwich, Connecticut
Founded
1977
6 month growth
↑ 2%1 year growth
↑ 4%2 year growth
↑ 20%Benefits
Competitive Pay with discretionary bonus packages which include company stock grants
Comprehensive Health Plans that include extensive Vision, Dental and Prescription coverage
Daily Lunch Allowance
401K Retirement Savings Plan (generous company match)
Wellness Incentives
Flexible Spending Accounts
Paid Personal Time and Sick Leave