Senior Data Analyst
Compliance
Confirmed live in the last 24 hours
Interactive Brokers

1,001-5,000 employees

Global online trading platform for diverse assets
Company Overview
Interactive Brokers Group, a leader in the financial services industry, has a proven track record of technical innovation, demonstrated by its 45-year history of building advanced trading technology. The company's competitive advantage lies in its ability to provide a single unified platform for global trading in multiple asset classes and currencies, backed by robust market data access 24/6. Its strong corporate culture is centered around creating technology to provide liquidity on better terms, competing on price, speed, size, and diversity of global products, which has led to its recognition as Barron's #1 Best Online Broker for six consecutive years.
Fintech

Company Stage

N/A

Total Funding

N/A

Founded

1977

Headquarters

Greenwich, Connecticut

Growth & Insights
Headcount

6 month growth

2%

1 year growth

7%

2 year growth

21%
Locations
Greenwich, CT, USA
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
Data Analysis
CategoriesNew
Data Management
Data Analysis
Data & Analytics
Requirements
  • 5+ years of experience at a financial services company, auditor, or regulator.
  • 3+ years of experience performing or auditing middle- and back-office functions at a broker-dealer, investment manager, hedge fund, or bank.
  • Experience analyzing and documenting data flows and entity relationships (e.g., DFD, ERD).
  • Fluent with MS Office tools, particularly Excel (e.g., Power Query, VBA) and Visio (e.g., UML and BPMN diagrams).
  • Ability to work independently in a small-team environment and multi-task with minimal supervision.
Responsibilities
  • Identify key data elements and create and maintain data lineage maps by collaborating with technical and business stakeholders.
  • Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations.
  • Create source-to-destination data maps for AML reports and systems.
  • Support the buildout and management of the data catalog, business glossaries, and the associated metadata that serve as the enterprise repository for understanding and governing information across the organization.
  • Design periodic and ad hoc supervisory reports and complete associated reviews.
  • Implement internal control enhancements and appropriately triage potential compliance matters.
  • Assist and coordinate responses to regulatory inquiries from US and global regulators.
  • Draft and implement controls and perform control testing.
  • Research and write policies and procedures.