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Goldman Sachs

Advises on mergers and trades stocks and bonds

Global Banking and Markets Senior Analyst/ Senior Associate - Multiple Teams

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeTokyo, JapanNo salary listedIn-person

About the Job

Requirements

  • A bachelor's degree or equivalent experience is required.
  • At least 3 years of experience in the financial industry is required; regulatory reporting, operations, compliance, or related control-function experience is preferred within that experience.
  • Experience working with financial products, data, operating processes, regulatory requirements, or change initiatives is required.
  • Highly proficient written and spoken Japanese is required.
  • Strong communication, collaboration, and stakeholder-management skills are required.
  • Curiosity, sound judgment, problem-solving ability, and interest in regulation, markets, data, and technology are required.
  • Ability to break down complex requirements and work with others to deliver clear, sustainable solutions is required.
  • A self-motivated, team-oriented approach with ownership, accountability, prioritization, and coaching skills is required.

Responsibilities

  • Prepare for exposure to products covered by the team’s 50-plus reports by interacting with middle-office teams, sales, other internal clients, and external regulators to meet regulatory requirements.
  • Evaluate and escalate risk items to protect the firm.
  • Carefully execute manual processes and enhance processes to eliminate manual work where possible.
  • Partner with Technology to review and improve scalability and processes strategically and tactically.
  • Participate in testing and implementation of rule changes that affect reporting processes.
  • Develop understanding of complex transactions and work with business partners to assess market changes and support new business.
  • Contribute to regulatory change, new-business initiatives, system enhancements, issue remediation, and control improvements.

Desired Qualifications

  • Familiarity with transaction-reporting requirements or regulatory frameworks across Asia.
  • Experience engaging with regulators, exchanges, or industry working groups.
  • Experience contributing to regulatory, operational, or technology change initiatives from requirements through implementation.
  • Interest in trade flows, reporting logic, and system architecture, and enthusiasm for using data, automation, low-code tools, and emerging artificial-intelligence capabilities to improve reporting processes and controls.

About the Company

Goldman Sachs

Advises on mergers and trades stocks and bonds

Goldman Sachs advises companies and governments on mergers, raises money for them by selling their stocks and bonds, and trades securities for big investors such as hedge funds and pension funds. It led Ford Motor's 1956 stock market debut, then the largest share sale in US history. Traders buy and sell stocks, bonds, currencies, and commodities for clients and lend them money, while bankers earn a fee on each deal they advise on or arrange. Its asset and wealth management arm invests for institutions and wealthy families and charges fees based on the money it oversees. The firm was founded in 1869, when it began brokering short-term IOUs for New York merchants, and it is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1869

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