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LPL Financial Holdings

Independent broker-dealer platform for financial advisors

Associate Wealth Advisor - Salal Credit Union

Wealth Management & Financial AdvisoryConfirmed live in the last 24 hours
Full-timeIn-person

About the Job

Requirements

  • A Bachelor's degree or equivalent in Finance or Business Administration is preferred.
  • Three years of client service experience within the finance sector is preferred.
  • Proficiency in customer relationship management applications, Microsoft Word, Excel, and PowerPoint.
  • Must hold Series 7 and Series 66 licenses, or Series 63 and Series 65 licenses.
  • Must hold a Life and Health Insurance License or obtain the required license(s) within approximately 120 days, depending on the number needed.
  • Strong attention to detail, organization, initiative, and problem-solving skills.
  • Strong time management skills and ability to manage competing priorities.
  • Interpersonal skills to build and foster relationships with clients, coworkers, and internal and external partners.
  • Ability to analyze and research information using a logical approach.

Responsibilities

  • Provide investment and relationship management support to a senior advisor or advisor team, including daily, monthly, and annual research and reporting to support end-client needs.
  • Help advisors maintain their practices and contribute to business development while managing a portion of the client book of business.
  • Manage and grow an assigned book of business.
  • Support and manage a portion of client relationships in the advisor team's book of business.
  • Deliver and launch sales process discipline, prospect for new business, and expand client relationships.
  • Assist Financial Advisors in presenting total wealth management solutions, including investment research, investment selection, and overall financial planning.
  • Develop customized asset allocation strategies and investment solutions for clients, including risk management and insurance, tax planning, and estate planning.
  • Support client relationship building, business development activities, and effective service model execution.
  • Perform business analytics as needed to support Financial Advisors in business growth.
  • Participate in portfolio performance reviews, analyze and interpret portfolio performance, and recommend potential changes to Financial Advisors.
  • Attend sales meetings and assist with client prospecting and marketing.
  • Attend coaching sessions and training events to improve sales skills and industry knowledge.

Desired Qualifications

  • Three years of client service experience within the finance sector is preferred.
  • A Bachelor's degree or equivalent in Finance or Business Administration is preferred.

About the Company

LPL Financial Holdings

Independent broker-dealer platform for financial advisors

LPL Financial runs the largest independent broker-dealer network in the United States, providing a platform of services and support to financial advisors and institutions. It helps advisors manage client wealth by offering technology, research, clearing and compliance services, and practice management programs. Advisors access a flexible, non-proprietary environment where they can tailor financial recommendations for clients, with revenue coming from fees for services, securities commissions, and asset-based fees. The company supports more than 28,000 financial advisors and oversees over a trillion dollars in advisory and brokerage assets, distinguishing itself through its breadth of back-office capabilities, scalable platform, and emphasis on independence for its advisors. Its goal is to enable independent financial advisors to grow their businesses and deliver personalized investment solutions to their clients.

Company size
10,001+
Company stage
IPO
Headquarters
San Diego, CA
Founded
1989

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