An active Series 65, Series 7 plus Series 66, or another qualification accepted for Investment Adviser Representative registration in New York; candidates must be eligible to register as an Investment Adviser Representative of SimpleWEALTH before providing investment advice.
At least five years of experience as a wealth advisor, financial advisor, or private wealth professional, with a demonstrated record of production.
A clean regulatory and compliance record with no material U4 or U5 disclosures.
Strong working knowledge of advanced planning concepts, including tax-efficient exit structuring, trust and estate strategies, and alternative investments.
Ability to hold sophisticated conversations with business owners and their tax and legal advisors.
Proficiency with customer relationship management and financial planning platforms, and comfort with technology-enabled workflows.
Ability to independently manage a book while coordinating with internal service and planning teams.
An entrepreneurial, builder mindset and motivation to grow a practice rather than maintain one.
A bachelor's degree.
Responsibilities
Serve as the lead fiduciary advisor for a book of high-net-worth and ultra-high-net-worth clients.
Develop new business relationships with business owners, families, post-liquidity clients, and centers of influence.
Build and manage comprehensive wealth plans spanning investment management, tax-aware planning, and estate and succession coordination.
Position and allocate across the full platform, including public equities, fixed income, structured products, and private markets such as private credit, real estate, and alternative strategies.
Coordinate pre- and post-liquidity planning for business owners approaching a sale.
Deliver ongoing client education and proactive communication on markets, planning strategies, and portfolio positioning.
Coordinate with SimpleWEALTH planning colleagues and, where appropriate, client-engaged outside tax, estate, and insurance professionals; working for or selling products of other companies is not required.
Drive organic growth supported by firm-funded lead generation, events, and marketing.
Maintain accurate records in the firm's customer relationship management and planning systems.
Maintain full compliance with Securities and Exchange Commission, firm, and fiduciary standards across all client activity.
Desired Qualifications
A portable book of business and established high-net-worth or business-owner relationships.
Experience serving business owners through liquidity events.
Wealth Advisor
SimpleMANAGE · Garden City South, United States · Full-time · Posted 2026-06-02
Salary: USD 60,000–90,000
Workplace: on_site
Department: SimpleWEALTH
Description
Pay: $60,000–$90,000 base plus commission (client AUM / advisory fees).
SimpleWEALTH is a growing private wealth advisory firm, based in Garden City, NY, built for advisors who want to serve sophisticated clients across the full spectrum of wealth management. We currently focus on comprehensive advisory for high-net-worth and ultra-high-net-worth clients including business owners, multi-generational families, and clients navigating liquidity events, with capabilities spanning investment management, tax-aware planning, estate and succession coordination, private market access, and a full traditional public-markets platform.
This is an opportunity to help build a wealth advisory practice early, with flexibility to grow AUM across the full client spectrum, supported by firm-funded growth and long-term expansion plans.
Responsibilities
Serve as the lead fiduciary advisor for a book of high-net-worth and ultra-high-net-worth clients
Develop new business relationships with business owners, families, post-liquidity clients, and centers of influence
Build and manage comprehensive wealth plans spanning investment management, tax-aware planning, and estate and succession coordination
Position and allocate across the full platform including public equities, fixed income, structured products, and private markets such as private credit, real estate, and alternative strategies
Coordinate pre- and post-liquidity planning for business owners approaching a sale
Deliver ongoing client education and proactive communication on markets, planning strategies, and portfolio positioning
Coordinate with SimpleWEALTH planning colleagues and, where appropriate, client-engaged outside tax, estate, and insurance professionals (no requirement to work for or sell products of other companies).
Drive organic growth supported by firm-funded lead generation, events, and marketing
Maintain accurate records in the firm's CRM and planning systems
Maintain full compliance with SEC, firm, and fiduciary standards across all client activity
SimpleWEALTH is an equal opportunity employer. Not an offer of employment.
Requirements
Active Series 65 (or Series 7 + 66), or other qualification accepted for Investment Adviser Representative registration in New York; must be eligible to register as an IAR of SimpleWEALTH before providing investment advice.
Title "Wealth Advisor" is for registered IARs only; unregistered candidates will not advise clients under that title.
Minimum 5 years of experience as a wealth advisor, financial advisor, or private wealth professional with a demonstrated record of production
A portable book of business and established high-net-worth or business-owner relationships preferred
Clean regulatory and compliance record with no material U4 or U5 disclosures
Strong working knowledge of advanced planning concepts including tax-efficient exit structuring, trust and estate strategies, and alternative investments
Demonstrated ability to hold a sophisticated conversation with business owners and their tax and legal advisors
Proficiency with CRM and financial planning platforms and a comfort with technology-enabled workflows
Ability to manage a book independently while coordinating with internal service and planning teams
Entrepreneurial, builder mindset motivated to grow a practice rather than maintain one
Bachelor's degree required; experience serving business owners through liquidity events a plus