Internship

Legal Intern

Confirmed live in the last 24 hours

Finra

Finra

5,001-10,000 employees

Regulates broker-dealers and resolves disputes

Financial Services

Compensation Overview

$22 - $33Hourly

+ Discretionary Bonus

North Bethesda, MD, USA

Additional work may be performed in CA, CO, HI, MN, VT, IL, Jersey City, NJ, New York City, NY, MA, WA, MD, Washington, DC, NJ State and NY State.

Category
Legal
Legal & Compliance
Requirements
  • Pursuing a J.D. or L.L.M.
  • Strong work ethic, positive attitude and professional demeanor
  • Effective communication, time management, and organizational skills
  • Ability to work with others to meet deadlines
  • Ability to perform multiple tasks efficiently and accurately
Responsibilities
  • Assist attorneys, examiners and supervisors in the development of examinations and investigations, including assisting with document and evidence analysis, fact development, case management, and legal analysis.
  • Draft memoranda summarizing research and analyses performed and information gathered.
  • Attend appropriate department training.
  • Attend internal case meetings, investigative conferences, testimony and/or hearings.
Desired Qualifications
  • Work experience in a financial, brokerage or investment environment is a plus but is not necessary.

FINRA oversees U.S. broker-dealers to ensure fair and honest financial markets. It enforces rules and regulations that govern broker-dealer activities, protecting investors and maintaining market integrity. FINRA serves individual investors, brokerage firms, and financial institutions, providing a platform for dispute resolution through its arbitration and mediation services. This is the largest securities dispute resolution forum in the U.S., crucial for maintaining trust in financial markets. The organization generates revenue through fees from member firms, which are reinvested to enhance regulatory capabilities and investor protection initiatives. Additionally, FINRA offers educational resources and a Securities Helpline for Seniors to assist older investors. Its goal is to ensure that financial markets operate transparently and fairly for all participants.

Company Stage

N/A

Total Funding

$2M

Headquarters

Washington, District of Columbia

Founded

2007

Simplify Jobs

Simplify's Take

What believers are saying

  • Increased AI adoption enhances FINRA's fraud detection capabilities.
  • ESG investing trends boost demand for FINRA's regulatory services.
  • Remote work trends align with FINRA's remote inspection initiatives.

What critics are saying

  • Supervision failures may lead to stricter regulatory requirements for firms.
  • Remote Inspections Pilot Program may face compliance challenges.
  • New enforcement leadership may increase aggressive actions against member firms.

What makes Finra unique

  • FINRA is the largest independent regulator for U.S. securities firms.
  • It operates the largest securities dispute resolution forum in the U.S.
  • FINRA provides a Securities Helpline for Seniors to protect older investors.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

401(k) Retirement Plan

401(k) Company Match

Paid Vacation

Paid Sick Leave

Paid Holidays

Parental Leave

Wellness Program

Tuition Reimbursement

Commuter Benefits