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BNY

Safeguards and moves assets for investors

Regulatory Analysis and Reporting Specialist - Regulatory Analysis and Reporting II

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeWrocław, PolandNo salary listedIn-person

About the Job

Requirements

  • A bachelor's degree or an equivalent combination of education and experience is required.

Responsibilities

  • Assist Business Risk and Control managers in ensuring the risk culture and controls environment meet first-line-of-defense standards.
  • Assist with implementing policies, procedures, and controls that maintain the accuracy of reported data.
  • Participate in plans and programs to automate regulatory reporting and limit control gaps.
  • Support senior team members in maintaining the appropriate risk culture.
  • Assist with root cause analyses to identify control gaps and may contribute to programs addressing them.
  • Build an understanding of processes and products within the relevant systems used to create regulatory reports.
  • Conduct data cleansing and remediation as required.
  • Prepare reports and review the accuracy of reports and calculations performed by more junior team members.
  • Be accountable for a portion of the attestation process and confirm affirmation with senior team members before signing off on the integrity of delivered data.
  • Build working relationships with internal and external stakeholders to remove barriers to successful regulatory reporting implementation.
  • Provide guidance to more junior team members as needed and contribute to team objectives.

Desired Qualifications

  • 0–3 years of experience is preferred.
  • Experience in the securities or financial services industry is preferred.

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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