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PNC Financial Services

Runs a national bank for people and businesses

Compliance Program Specialist

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-time

About the Job

Requirements

  • Roles at this level typically require a university or college degree and 2 or more years of relevant professional experience; a comparable combination of education, job-specific certifications, and experience, including military service, may be considered in lieu of a degree.
  • Demonstrate appropriate knowledge, skills, and abilities for the role.
  • Preferred skills include compliance reporting, customer risk, decision making, regulatory requirements, risk assessments, risk control, and strategic objectives.
  • Competencies include accuracy and attention to detail, anti-money laundering and sanctions policies and procedures, audit and compliance function, auditing, fraud management, internal controls, and problem solving.
  • No required certifications or licenses.
  • No required or preferred language assessments.

Responsibilities

  • Support identification of opportunities to use generative AI and agentic AI in Enterprise Compliance.
  • Work with Compliance and Technology stakeholders to identify design requirements for generative AI and agentic AI solutions.
  • Assist in constructing data solutions needed to support compliance use cases.
  • Develop solutions independently or in collaboration with Technology partners using PNC-approved technologies.
  • Coordinate testing of developed solutions with input from appropriate stakeholders.
  • Support documentation and workflow of governance processes for solution approval.
  • Perform ongoing monitoring of developed solutions.
  • Recommend changes to existing solutions as needed.
  • Implement compliance programs to prevent illegal, unethical, or improper business practices and develop the ability to constructively challenge conclusions and the status quo.
  • Support key business initiatives by gathering and analyzing data to identify compliance risks, assist in suggesting resolutions, escalate identified risks to senior team members as necessary, and identify compliance impacts on marketing materials, sales programs, product development, documentation review, and other business initiatives.
  • Assess activity for existing and emerging risks and evaluate their materiality when appropriate.
  • Research current laws, rules, and other regulatory requirements and draft or assess Compliance Manuals, Front Office materials, policies, and procedures to ensure alignment.
  • Coordinate the compliance monitoring program and review activity to ensure it falls within established risk control limits.
  • Execute compliance program objectives for assigned areas, products or services, and applicable regulations; communicate and socialize objectives to business partners as appropriate; and, under supervision, challenge analyses and formulate recommendations.
  • Prepare compliance reports, identify issues illustrated by reports, escalate issues through proper governance channels as needed, and assist with updating or implementing new or enhanced reports to ensure timely and effective compliance with regulatory requirements.
  • Focus on customer needs and satisfaction in business decisions and leverage that information to create customized customer solutions.
  • Assess and effectively manage risks associated with business objectives and activities to adhere to and support PNC's Enterprise Risk Management Framework.

About the Company

PNC Financial Services

Runs a national bank for people and businesses

PNC Financial Services runs one of the largest banks in America, serving households and businesses of every size through branches, apps, and corporate bankers. Acquisitions turned it from a regional lender into a coast-to-coast bank, notably its purchases of National City during the 2008 financial crisis and BBVA USA in 2021. Consumers keep checking and savings accounts, such as Virtual Wallet with its built-in budgeting tools, and take out mortgages and credit cards, while companies borrow and manage cash through PNC. It earns most of its money on the gap between loan interest and deposit costs, and the rest from fees. PNC traces its roots to a savings bank founded in 1845 and is based in Pittsburgh, Pennsylvania.

Company size
10,001+
Company stage
IPO
Headquarters
Pittsburgh, PA
Founded
1845

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