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BNY

Safeguards and moves assets for investors

Vice President - Tax Reporting & Compliance

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-timeWestborough, MA, USA$69k - $160k

About the Job

Requirements

  • A bachelor's degree or equivalent combination of education and experience is required.
  • Seven to ten years of total work experience; one to three years in management is preferred.
  • Experience in the securities or financial services industry is preferred.
  • Ability to recruit, direct, motivate, and develop staff while managing multiple teams and resources effectively.

Responsibilities

  • Provide clients with legal guidance on SEC filings, including prospectuses, proxy statements, and board minutes.
  • Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations.
  • Provide oversight and strategic guidance on legislative issues clients must address during board meetings and regulatory decisions.
  • Manage relationships with clients’ accounting firms and liaise with in-house counsel to ensure major filings comply with regulations.

Desired Qualifications

  • A JD from an accredited law school is preferred.
  • One to three years of management experience is preferred.
  • Experience in the securities or financial services industry is preferred.

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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