G

G MASS

Senior Compliance Analyst - Control Room & Data

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeLondon, UK£150k

About the Job

Requirements

  • Experience in a compliance, control room, or compliance-adjacent operations function at a hedge fund, investment bank, or asset manager; direct control room experience is a plus but not required.
  • A compliance business analyst skill set, including requirements gathering, process documentation, data analysis, and effective collaboration with technology teams.
  • Working understanding of material non-public information (MNPI), information barriers, and conflicts management principles.
  • Hands-on SQL skills, with the ability to build tools and processes, and comfort manipulating and automating against large datasets.
  • Demonstrated experience balancing business-as-usual control responsibilities with change, transformation, or data enhancement projects.

Responsibilities

  • Maintain and administer watch and restricted lists, ensuring accuracy, completeness, and timely updates.
  • Perform position limit monitoring across asset classes, investigating and escalating breaches, exceptions, and data anomalies.
  • Support the firm's information barrier and MNPI controls, including wall-crossing procedures and need-to-know governance.
  • Support sanctions screening and disclosure of interest obligations, including large and short position reporting and Takeover Panel disclosures.
  • Act as a day-to-day point of contact for the business on restriction, limit, and conflicts queries, providing clear and timely responses.
  • Build and maintain SQL-based reports, checks, and tools to support restriction list, position limit, and disclosure monitoring, reducing manual processing and improving data quality.
  • Document, review, and refine Control Room procedures, controls, and workflows.
  • Gather and write requirements, and work with technology teams to improve the data feeds, logic, and tooling that underpin restriction and limit monitoring.
  • Take ownership of process and data improvement initiatives end to end, identifying opportunities proactively and driving them to completion.
  • Assist with periodic reviews, regulatory requests, and audit queries.
  • Contribute to ongoing enhancements of the Control Room framework and its underlying data architecture.

Desired Qualifications

  • Python experience is a plus.

About the Company

Company size
Not listed
Company stage
Not listed
Total funding
Not listed
Headquarters
Not listed
Founded
Not listed

Recently Posted Jobs

Explore more opportunities at G MASS

See more jobs