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BNY

Safeguards and moves assets for investors

Vice President - External Reporting

Financial AccountingConfirmed live in the last 24 hours
Full-timeJersey City, NJ, USA$68k - $120k /yrHybrid

About the Job

Requirements

  • A bachelor's degree in a financial discipline such as Accounting or Finance is required.
  • Three to five years of broker-dealer regulatory reporting experience is preferred.
  • Maintain strict attention to detail, prioritize tasks under tight deadlines, demonstrate risk awareness, and escalate issues when appropriate.
  • Strong analytical and problem-solving skills are required.
  • High proficiency in Microsoft Office is required.
  • Experience with artificial intelligence tools such as Copilot and ChatGPT is required.
  • Excellent technical and effective communication skills are required.

Responsibilities

  • Support preparation of the daily 15c3-3 customer reserve computation, including aggregating data and producing calculations.
  • Extract, analyze, and interpret large datasets for reporting accuracy.
  • Conduct in-depth analytical research to identify trends and anomalies and prepare management-level commentary on variances.
  • Develop, maintain, enhance, and validate regulatory reporting policies and procedures to ensure continued compliance with applicable regulations.
  • Prepare root cause analyses, develop recommendations and solutions, escalate issues to management, and follow through on issue remediation.
  • Collaborate with cross-functional teams to design and implement process improvements that streamline reporting workflows and improve data quality.
  • Assist with testing and implementation of issue remediation and automation efforts.
  • Interface with internal stakeholders to build knowledge spanning finance, treasury, and operations.
  • Participate as needed in processes related to broker-dealer and bank regulatory reporting, including 15c3-1 net capital computation, FOCUS, Treasury International Capital reporting, Basel III, FR-Y9C, and FR-2052a reporting.

Desired Qualifications

  • Three to five years of broker-dealer regulatory reporting experience.

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1784

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