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Mitsubishi UFG

Global banking, trust, asset management, securities.

Associate – Business Management & Planning - First Line Controls

Internal Audit & ControlsConfirmed live in the last 24 hours
Full-timeLondon, UKNo salary listed

About the Job

Requirements

  • Degree-level education or equivalent work experience.
  • Demonstrable experience in governance, risk management, compliance, audit, or operational risk disciplines.
  • Experience supporting or representing the first line of defence in risk and control matters within a regulated financial services environment.
  • Experience coordinating cross-functional reviews, assessments, or oversight processes.
  • Comprehensive knowledge of banking products and experience operating across multiple jurisdictions.
  • Thorough understanding of governance frameworks, including risk management, internal controls, issue management, and oversight processes.
  • Business acumen and market insight to understand complex financial environments.
  • Effective communication with colleagues at all levels.
  • A results-oriented and accountable approach to delivering high-quality outcomes under demanding deadlines.
  • Structured problem-solving skills and attention to detail.
  • Advanced Microsoft Office skills, including Word, Excel, and PowerPoint, and general IT proficiency.

Responsibilities

  • Provide assurance to senior management regarding the effective operation of internal controls in accordance with established policies and procedures.
  • Oversee and review first line control testing across multiple teams, identify findings from control assurance activities, and assist in educating the business on internal controls.
  • Prepare materials for senior management reporting on control effectiveness, including risks or issues, in support of the team head.
  • Assist with delivering initiatives and audits for Transaction Banking, collaborating with broader business teams to facilitate change.
  • Provide guidance, oversight, and challenge to ensure adherence to internal operational risk and governance frameworks.
  • Update and maintain first line control reports, management information, and dashboards to ensure information is accurately captured, monitored, and reported.
  • Develop an understanding of core Transaction Banking systems and procedures to assess control robustness.
  • Engage with internal stakeholders across all three lines of defence to enhance business practices and mitigate operational risk.
  • Act as a central contact point for Transaction Banking stakeholders, including Risk, Compliance, Internal Audit, Finance, and other support functions.

Desired Qualifications

  • Expertise in non-financial risk management within Transaction Banking, or experience in first line controls or internal audit.
  • Relevant professional qualifications in risk management or compliance.

About the Company

Mitsubishi UFG

Global banking, trust, asset management, securities.

MUFG is a large financial services group formed in 2005 by merging Mitsubishi Tokyo Financial Group and UFJ Holdings. It provides a wide range of services, including commercial banking, trust banking, securities, credit cards, and asset management, through a global network of banks, trust banks, securities firms, and asset management subsidiaries. Its products work by offering loans and deposits, investment products, payment services, and financial advisory to individuals, businesses, and institutions via branches, digital platforms, and partnerships. The company differentiates itself with its size and global reach, a diversified mix of financial offerings, and strategic international investments (notably the 2008 stake in Morgan Stanley) that expand its US and global presence. MUFG’s goal is to support economic growth worldwide by providing comprehensive financial solutions and pursuing sustainable finance and innovation.

Company size
10,001+
Company stage
IPO
Headquarters
Tokyo, Japan
Founded
2006

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