Inactive
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Goldman Sachs

Advises on mergers and trades stocks and bonds

Compliance - Analyst, Salt Lake City

Regulatory Compliance & EthicsPosted on Sep 14
Full-timeSalt Lake City, UT, USANo salary listedIn-person

About the Job

Requirements

  • A bachelor's degree is required.
  • Applicants must have 0–3 years of prior work experience in a relevant field.
  • Applicants must have proficient to advanced skills with Microsoft Office, including Excel, PowerPoint, Word, and Outlook.
  • Applicants must be highly organized and demonstrate attention to detail and follow-through.
  • Applicants must be able to manage multiple projects with competing deadlines.
  • Applicants must demonstrate strong written and verbal communication skills.
  • Applicants must be able to work in a fast-paced environment and adapt quickly to a variety of industries and businesses.
  • Applicants must be able to self-direct, analyze and evaluate information, and form independent judgments.
  • Applicants must be able to interact effectively and build relationships with senior management and global stakeholders.
  • Applicants must be commercially savvy and exercise discretion with highly confidential or sensitive information.
  • Applicants must demonstrate integrity, ethical standards, and sound judgment.

Responsibilities

  • The Global Compliance department protects the firm's reputation and manages risk across business areas.
  • Financial Crime Compliance coordinates the firmwide anti-financial crime program and designs, develops, implements, and oversees systems and controls to prevent and detect financial crime and misconduct, and to comply with applicable regulations.
  • Core Compliance implements and maintains the integrated regulatory compliance program, including regulatory change management, policies, training, issue escalation, and risk assessment.
  • Global Banking and Markets Public Compliance designs and implements a program to monitor and oversee regulatory and reputational risk, reviews and challenges business activities, and advises Global Banking and Markets on conducting business in compliance with rules, regulations, and regulatory expectations.
  • The Compliance Testing Group conducts independent testing of compliance policies, procedures, controls, and written supervisory and supervisory control procedures.
  • The Markets Surveillance team uses surveillance technology and analysis to identify potential market manipulation, insider trading, information barrier breaches, and other conduct risks across global business lines.

About the Company

Goldman Sachs

Advises on mergers and trades stocks and bonds

Goldman Sachs advises companies and governments on mergers, raises money for them by selling their stocks and bonds, and trades securities for big investors such as hedge funds and pension funds. It led Ford Motor's 1956 stock market debut, then the largest share sale in US history. Traders buy and sell stocks, bonds, currencies, and commodities for clients and lend them money, while bankers earn a fee on each deal they advise on or arrange. Its asset and wealth management arm invests for institutions and wealthy families and charges fees based on the money it oversees. The firm was founded in 1869, when it began brokering short-term IOUs for New York merchants, and it is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1869

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