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BlackRock

Runs investment funds and sells risk software

Investment Compliance Advisory - Private Markets, Associate

Regulatory Compliance & EthicsPosted on Nov 11
Full-timeSingaporeNo salary listed

About the Job

Requirements

  • Typically 4–6 years of relevant investment compliance experience within asset management, a buy-side financial services firm, or a sell-side banking institution.
  • Understanding of the investment regulatory environment across Asia Pacific; experience covering multiple jurisdictions is advantageous.
  • Understanding of asset management compliance programs, including monitoring and surveillance.
  • Strong written and verbal English communication skills.
  • University degree in Law, Finance, Accounting, Business, Economics, or a related discipline is preferred.

Responsibilities

  • Provide compliance and regulatory advice to APAC investment teams, particularly Private Markets, considering applicable laws, regulations, BlackRock policies, fiduciary obligations, and business objectives.
  • Support the integrity of BlackRock's information barriers and conflicts of interest program by identifying and advising on actual or potential conflicts arising from investment activities, transactions, fund structures, and business relationships.
  • Collaborate with control functions and regional and global Compliance colleagues to deliver consistent advice and support compliance initiatives and best practices.
  • Advise on Compliance considerations relating to fundraising, investor communications, marketing, and distribution activities connected with APAC investment teams.
  • Monitor local and regional regulatory developments and assess their impact on the Private Markets business.
  • Develop and deliver Compliance training and guidance to investment professionals on regulatory developments, policies, and emerging Compliance risks.

Desired Qualifications

  • Mandarin language skills are advantageous.
  • Experience covering multiple jurisdictions is advantageous.

About the Company

BlackRock

Runs investment funds and sells risk software

BlackRock manages money for pension funds, governments, insurers, and everyday savers, and sells the software it uses to run those investments to other firms. In 2009, its purchase of Barclays Global Investors brought in the iShares fund family and made BlackRock the world's largest asset manager. Its iShares exchange-traded funds trade like stocks and mostly track market indexes, while its private funds lend to companies and invest in infrastructure and real estate. BlackRock charges a yearly fee on the money it manages, and banks, insurers, and other investors pay to use Aladdin, its system for measuring risk and running portfolios. Larry Fink and seven partners founded BlackRock in 1988, and it is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1988

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