Full-Time

Sr Internal Auditor

Ops Mgt/Issue Validation

Posted on 1/13/2025

Truist

Truist

501-1,000 employees

Platform for Registered Investment Advisors' operations

No salary listed

Senior

No H1B Sponsorship

Raleigh, NC, USA + 4 more

More locations: Richmond, VA, USA | Winston-Salem, NC, USA | Charlotte, NC, USA | Atlanta, GA, USA

Candidate must be willing to work in office 4 days per week. No telecommute or full remote. No relocation assistance.

Category
Risk & Compliance
Operations & Logistics
Legal & Compliance
Required Skills
Data Analysis
Requirements
  • Bachelor’s degree in accounting, business or related field or equivalent education and related training or experience.
  • Four to six years of banking, auditing or other relevant experience related to area of responsibility.
  • Good decision-making skills.
  • Strong knowledge of audit principles, practices, and methodologies including risk assessment, and audit documentation.
  • Good aptitude for learning analytical, audit and/or facilitation skills.
  • Ability to grasp the underlying concepts in complex information.
  • Ability to identify root causes of problems.
  • Ability to formulate solutions based on a synthesis of information.
  • Proficiency in computer applications, such as Microsoft Office software products.
  • Ability to manage multiple priorities of varying complexities.
  • Ability to work independently with minimal oversight.
Responsibilities
  • Prepare for and lead effective client interviews and document interview results via narratives, flowcharts and process maps for complex business processes.
  • Analyze process documentation to evaluate design effectiveness and efficiency of controls.
  • Design and execute testing strategy by incorporating the use of data analytics.
  • Identify internal control weaknesses, including risks, and root cause.
  • Assist in guiding junior team members to enhance achievement of goals and objectives.
  • Present and effectively communicate identified audit issues to Management and the Engagement Manager.
  • Develop advanced audit skills and begin developing risk assessment and project management skills.
  • Deepen knowledge of the organization, operations, policies and procedures (including banking laws and regulations) under which Truist operates.
  • Create work papers in line with Truist Audit Services procedures and documentation requirements.
  • Work independently with minimal oversight to ensure work is completed on time and within deadlines.
  • Receive constructive feedback and apply to future assignments.
Desired Qualifications
  • Possess appropriate professional certification or be a certification candidate.
  • Possess knowledge of Truist Audit Services audit software and business specific software.
  • Issue Validation experience
  • Banking/Financial Services experience

Truist offers a platform for Registered Investment Advisors (RIAs) to improve their operations and client services. Its features include live chat support, commission-free fractional share trading, a model marketplace, and an automated rebalancer, which help RIAs manage their businesses more efficiently and serve more clients at lower costs. Unlike competitors, Truist provides these services for free, monetizing through a vertically-integrated custodian service that reduces overhead costs for RIAs. The company's goal is to empower RIAs to grow their businesses and enhance client experiences.

Company Size

501-1,000

Company Stage

Series E

Total Funding

$437.2M

Headquarters

Culver City, California

Founded

2018

Simplify Jobs

Simplify's Take

What believers are saying

  • Altruist raised $169M in Series E funding, boosting growth and innovation potential.
  • Partnerships with Orion and Kwanti enhance Altruist's platform integration and service offerings.
  • Increased demand for digital transformation in financial services aligns with Altruist's tech solutions.

What critics are saying

  • Competition from firms like Betterment and Wealthfront pressures Altruist to innovate continuously.
  • Integration with Orion and Kwanti may pose operational risks if not seamless.
  • New digital fixed-income trading could attract regulatory scrutiny if compliance is lacking.

What makes Truist unique

  • Altruist offers a simplified tech stack for RIAs, enhancing operational efficiency.
  • The platform includes commission-free trading and an automated rebalancer for cost-effective solutions.
  • Altruist's model marketplace provides personalized investment strategies, catering to diverse client needs.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

Health Savings Account/Flexible Spending Account

Unlimited Paid Time Off

Paid Vacation

Paid Sick Leave

Paid Holidays

Hybrid Work Options

401(k) Retirement Plan

401(k) Company Match

Company Equity

Growth & Insights and Company News

Headcount

6 month growth

9%

1 year growth

4%

2 year growth

2%
Business Wire
Oct 2nd, 2024
LaSalle Vaughn Joins Altruist as Chief Compliance, Ethics, & Risk Officer

Vaughn joins Altruist from Bestow, where he served as Chief Compliance, Ethics, and Risk Officer, leading teams that mitigated regulatory risk for online insurance products.

Wealth Management
Sep 24th, 2024
Altruist Adds Digital Fixed Income Trading to Platform

RIA custodian Altruist has launched fully digital fixed-income trading for advisors.

Arena Investor
Aug 29th, 2024
Announcement: Arena Investor Partners with Altruist

Announcement: Arena Investor partners with Altruist.

Wealth Management
May 2nd, 2024
Altruist Raises $169M in Latest Funding Round

Yoonkee Sull, general partner at ICONIQ Growth, will join Altruist's board of directors as a result.

Finsmes
May 2nd, 2024
Altruist Raises $169M in Series E Funding

Altruist, a Los Angeles, CA-based custodian for independent RIAs, raised $169M in Series E funding

INACTIVE