R

Royal Bank of Canada

Global banking, wealth management, and insurance

Manager Futures Operations

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeToronto, ON, CanadaIn-person

About the Job

Requirements

  • CIRO registration for Retail Futures Contracts and Futures Options Contracts.
  • A four-year degree from an accredited university or equivalent, or a high school diploma or equivalent with demonstrated experience.
  • At least 5 years of securities, banking, technology, or job-specific industry experience.
  • At least 2 years of demonstrated managerial experience leading and managing a team.
  • Advanced problem identification, analytical, and resolution skills.
  • Experience with change management and leading teams through transition.

Responsibilities

  • Lead a team supporting time-sensitive, complex, exception-based, and highly specialized futures operations within Wealth Management Canada.
  • Hire, onboard, and train new team members, and provide coaching, recognition, and development.
  • Serve as the Alternate Futures Supervisor, with overall responsibility for opening new futures accounts, tier-one supervision of related activity, and risk management.
  • Escalate supervision exceptions to the Designated Futures Supervisor and Compliance as required.
  • Work with regulators, internal controls, operational risk, internal and external auditors, Finance, and Royal Bank partners to ensure adherence to policies and procedures.
  • Conduct operations process oversight on complex exception-based and/or highly specialized processes to ensure adherence to department procedures, mitigate risks, and meet regulatory requirements.
  • Complete monthly reviews and present findings and risk concerns at governance and oversight platforms.
  • Establish individual goals, drive performance management, support career development, and reward strong performance.
  • Suggest process changes and/or system modifications to reduce risk, increase efficiency, or enrich customer service.
  • Develop and provide ongoing training support for team members related to department processes and systems.
  • Develop and maintain department procedures.

Desired Qualifications

  • Canadian Securities license is recommended.
  • Registration with CIRO as Alternate Futures Supervisor.
  • Ability to build, direct, and develop high-performing teams and attract and retain talent.
  • Securities or financial services regulatory and audit experience; knowledge of brokerage operations and vendor management; strong understanding of Wealth Management products and solutions.
  • At least 3 years of credit operations and margin lending experience involving securities, margin, options, and derivatives products.
  • Wealth Management business knowledge and experience with a Full Service and Direct Investing Platform.
  • Experience with change management and leading teams through change.
  • Proficiency with Microsoft Office, including Word, Excel, PowerPoint, and Outlook.

About the Company

Royal Bank of Canada

Global banking, wealth management, and insurance

What does RBC do? It provides a wide range of financial services including personal and commercial banking, wealth management, insurance, investor services, and capital markets to clients in Canada, the United States, and 27 other countries. How do its products work? It earns revenue from loans, mortgages, investment products, and advisory services, and uses technology to deliver a seamless client experience across a diversified set of financial services, with an emphasis on digital tools and customer service. How is RBC different from competitors? It combines scale and global reach with a principles-led culture, a strong focus on community impact, and a large, diverse workforce (94,000+ employees) to drive client outcomes and continuous innovation. What is RBC’s goal? To help clients prosper and communities thrive by delivering reliable financial solutions and services while adapting to changing needs and maintaining leadership in the financial sector.

Company size
10,001+
Company stage
IPO
Headquarters
Toronto, Canada
Founded
1864

Recently Posted Jobs

Explore more opportunities at Royal Bank of Canada

See more jobs