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UMB

Regional bank offering diversified financial services

Legal Counsel / Senior Legal Counsel

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-timeKansas City, MO, USAIn-person

About the Job

Requirements

  • A Juris Doctor and a license to practice law are required.
  • The Legal Counsel level requires at least 4 years of relevant experience in corporate law, securities, or company governance.
  • The Senior Legal Counsel level requires 10 years of governance legal experience.
  • Applicants should have familiarity with SEC reporting, stock exchange listing standards, and corporate governance best practices for the Legal Counsel level.
  • Strong leadership and teaming capabilities and the ability to operate independently and collaboratively are required.
  • Strong interpersonal, negotiation, written, and verbal communication skills are required.
  • Strong working knowledge of legal issues in assigned areas is required.
  • Relationship-building, critical-thinking, strategic-vision, and risk-mitigation skills are required.

Responsibilities

  • Research and advise line-of-business leaders and stakeholders on legal issues, evaluate and explain risks, help minimize risk, review, negotiate, and draft agreements, participate in projects and process improvements, prepare and distribute status reports, and summarize trends and issues.
  • Plan, organize, and execute meetings of the Boards of Directors and their committees, including annual and special meetings; draft, review, and edit board and committee minutes, agendas, resolutions, consents, presentations, and related materials.
  • Maintain corporate records and governance databases, including minute books, charters, bylaws, policies, and director and officer records, ensuring accuracy and audit readiness.
  • Support preparation, review, and filing of SEC documents, including current, quarterly, and annual reports, proxy materials, ownership reports, and registration statements, working with internal stakeholders and external advisors.
  • Own preparation of ownership reports and inside ownership tracking at the Senior Legal Counsel level.
  • Assist with stock exchange compliance and governance-related listing requirements, including director independence assessments and committee composition tracking.
  • Assist with bank and bank holding company regulatory compliance from a board and governance standpoint.
  • Support insider trading compliance administration, including maintaining blackout calendars and trading windows.
  • Monitor evolving regulatory and governance trends and prepare summaries or recommendations for the Corporate Secretary function.
  • Collaborate with business lines and corporate support functions to ensure operations and strategies comply with applicable laws and regulations.
  • Assist with or own functional projects intended to create efficiencies, support future legal and regulatory changes, and improve the organization.
  • Advise senior leaders.
  • Manage outside counsel and act as a liaison between senior leaders and outside counsel at the Senior Legal Counsel level.
  • Work primarily independently with minimal supervision from the Deputy General Counsel or Chief Legal Officer at the Senior Legal Counsel level.

Desired Qualifications

  • Experience within financial services or a publicly traded environment is strongly preferred.
  • Familiarity with Regulation O and a financial or accounting background are bonuses.

About the Company

UMB

Regional bank offering diversified financial services

UMB Financial provides banking and financial services to individuals, businesses, and institutions, including wealth management and treasury services. Its products run through customer accounts, loans, cash management, and trust and investment services, delivered via branches, advisors, and online tools to help people manage money and grow assets. The company stands out through a long local history, a strong emphasis on customer service, and community involvement, with growth beyond a single region. Its goal is to be a trusted, dependable financial partner that helps clients manage finances and pursue long-term growth.

Company size
5,001-10,000
Company stage
IPO
Headquarters
Kansas City, MO
Founded
1913

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