Client Service Support
About the job
- A bachelor's degree or equivalent experience.
- At least 2 years of experience in operations, client support, or project coordination within asset management.
- Strong project coordination and workflow management skills.
- Proficiency in Salesforce or another customer relationship management system, Excel, Word, PowerPoint, and Outlook.
- Strong attention to detail and organizational skills.
- Effective written and verbal communication skills.
- Ability to manage multiple tasks and meet deadlines.
- Ensure timely communication of all required operational information for client accounts.
- Assist with internal onboarding execution as the primary coordinator across internal stakeholders.
- Serve as an operational subject matter expert for onboarding funds and separately managed accounts, researching and addressing details with all affected groups.
- Coordinate the opening and closing of client accounts on the accounting platform using client and account utilities.
- Gather, organize, and track onboarding documentation and requirements using Salesforce and other tracking systems.
- Coordinate with operations, legal, compliance, investment management, and other internal teams to execute onboarding tasks.
- Handle internal operational items and coordinate across functional areas to address client needs.
- Provide day-to-day operational support to the Senior Client Service Executive.
- Work closely with the Junior Client Service Associate on daily operations.
- Maintain accurate, up-to-date client information, files, and documentation in Salesforce, including meeting notes, communications, action items, reports, presentations, and correspondence, and ensure data consistency across client records.
- Support the preparation and coordination of timely due diligence questionnaire responses across internal teams.
- Experience with client onboarding in asset management or financial services.
- Familiarity with fixed-income products or institutional asset management.
- Understanding of front-office and middle-office workflows.
- Experience with institutional clients such as asset managers, insurance companies, or pension funds.
- Exposure to compliance and regulatory documentation.
About the company
Guggenheim provides growth capital by investing $5–$10 million in late-stage companies with 1,001–5,000 employees. It focuses on regional and global markets including the UAE, India, Hong Kong, Chicago, New York, Dubai, London, Mumbai, and the UK. The firm typically funds a single mid-to-large investment per deal to help a company scale, with potential follow-on support if needed. Its goal is to help growing companies expand and achieve returns for its investors by sticking to a defined niche of growth-stage firms and specific deal sizes.
Company Size
1,001-5,000
Company Stage
N/A
Total Funding
$1.8B
Headquarters
Chicago, Illinois
Founded
1999
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Simplify's Take
What believers are saying
- Guggenheim hired David Cannon on July 16, 2026, deepening financial sponsors coverage.
- Guggenheim hired Dan Daul on September 10, 2026, expanding technology banking.
- Guggenheim closed a $250 million private debt vehicle in January 2026.
What critics are saying
- SEC interviews and the Miami class action threaten Guggenheim’s insurance-linked funding and client trust.
- Delaware Life’s $17 billion related-party exposure invites forced divestitures and capital strain.
- Oppenheimer hired seven Guggenheim derivatives professionals on July 20, 2026, weakening trading depth.
What makes Guggenheim unique
- Guggenheim controls $367 billion across asset management and capital markets, rare scale.
- Guggenheim Securities spans sponsors, energy transition, technology, and research under one platform.
- Mark Walter’s affiliated capital network supports complex financing and proprietary deal access.
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Benefits
Performance Bonus
Company News
Cadillac F1 shareholder mark Walter sued over alleged $17 billion insurance scheme. Mark Walter, the billionaire titan who runs Guggenheim Partners, controls the Los Angeles Dodgers, and serves as the primary financial muscle for Cadillac F1's highly anticipated grid entry via TWG Global, is currently staring down the barrel of a massive federal lawsuit. And it all centers on a jaw-dropping accusation: using his life insurance empire as a personal piggy bank to fund his sprawling sports portfolio. The class-action lawsuit was filed on September 16, 2026, in a Miami federal court by Ira Rosner, a 67-year-old Florida resident. The suit names Walter, Delaware Life Insurance Company, Group 1001, TWG Global, and Guggenheim Partners as defendants, accusing them of fraudulent concealment, breach of contract, and aiding and abetting fraud. The $17 billion "typo" The core of the lawsuit hinges on the fact that Walter allegedly concealed exactly how heavily Delaware Life's policyholder funds were invested in his own affiliated companies. For years, Delaware Life told regulators and the public that only about 3% of its invested assets (roughly $1.4 billion) were "related-party" investments. However, after federal investigators from the U.S. Attorney's Office for the Southern District of New York (SDNY) and the SEC slapped the insurer with grand jury subpoenas, Delaware Life was forced to quietly revise its math. The updated disclosure revealed a staggering 40%, or more than $17 billion, of the company's investments were actually tied to Walter-related entities. This is where the lead plaintiff comes in. In April 2026, Rosner dropped a $1 million initial premium into a Delaware Life annuity, expecting a guaranteed lifetime payout for himself and his wife. The lawsuit claims Delaware Life had already received the federal subpoenas in February but kept new buyers completely in the dark regarding the criminal investigation. By the time the subpoenas and the $17 billion correction became public knowledge over the summer, Rosner's standard 30-day refund window had expired. When Rosner ultimately decided to surrender the annuity in August rather than trust a company under federal investigation, Delaware Life hit him with over $116,000 in surrender charges and market value adjustments. He is now suing to recoup the damages, with the class action potentially representing tens of thousands of annuity buyers nationwide. What this means for Cadillac F1. While Group 1001 Insurance and TWG Global have publicly stated they intend to defend the case vigorously and deny any fraud, the timeline of Walter's recent moves has certainly raised eyebrows. Just weeks before the lawsuit hit, Walter abruptly sold his minority stake in the Los Angeles Lakers to Disney's Bob Iger and Thrive Capital's Joshua Kushner. On the exact same day the class action was filed, he also dumped his stake in the English Premier League soccer club Chelsea. According to the lawsuit, these frantic franchise sales are a direct effort to raise cash to address the insurer loans currently under federal scrutiny. While the lawsuit primarily focuses on the insurance side of Walter's empire, the ripple effects could absolutely bleed into the Formula 1 paddock. Walter's TWG Global is the primary financial backer bringing the Cadillac Formula 1 team to the grid. If TWG Global is forced to untangle billions of dollars in affiliated investments to satisfy federal regulators and angry policyholders, Cadillac F1's war chest could take a hit before the team even turns a wheel in anger. Right now, no court has officially ruled that Delaware Life or Group 1001 did anything illegal. But between federal grand jury subpoenas, a nationwide class-action lawsuit, and the sudden liquidation of major sports assets, Walter is fighting a massive, multi-front war to keep his empire intact.
Guggenheim Introduces AI-Powered Financial Analytics System in Indonesia Under Prof. Wong Woon Thiam. Guggenheim deploys an AI-assisted financial analytics infrastructure in Indonesia under the guidance of Prof. Wong Woon Thiam, focusing on multi-asset risk monitoring and predictive market research. United States, 15th Sep 2026 - Guggenheim has formally introduced an advanced artificial intelligence-driven financial analytical system in Indonesia as part of its ongoing operational infrastructure expansion across Southeast Asia. Overseen by financial scholar and regional operational advisor Prof. Wong Woon Thiam, the technological deployment incorporates machine learning algorithms, natural language processing for regional data ingestion, predictive market modeling, and real-time risk evaluation protocols. The system is engineered to assist institutional participants, risk managers, and investment professionals in processing complex market datasets, evaluating macroeconomic trends across Emerging Asian asset classes, and maintaining quantitative risk governance standards. Operational Scope of AI Analytics in Regional Capital Markets The rapid evolution of Southeast Asian financial markets has generated vast volumes of structured and unstructured market data, creating both opportunities and analytical challenges for institutional investors. Within Indonesia, domestic economic activity, cross-border trade dynamics, and currency fluctuations require continuous monitoring to maintain operational efficiency. Guggenheim's AI-driven platform addresses these requirements by deploying localized data ingestion pipelines designed to evaluate real-time financial metrics with high processing efficiency. Rather than functioning as an autonomous trading mechanism, the system serves as a quantitative research and analytical overlay. It aggregates real-time market feeds, macroeconomic indicators, and institutional order flows, transforming disparate data streams into structured analytical insights that assist portfolio management teams in evaluating market liquidity and sector exposure. Integration of Predictive Research and Natural Language Processing A core capability of the technological rollout is the integration of custom-trained natural language processing (NLP) models capable of parsing financial documentation in both Bahasa Indonesia and international business languages. The system continuously analyzes regional economic releases, regulatory announcements, corporate disclosure filings, and market news to extract relevant macroeconomic signals and sector-specific indicators. By converting qualitative information into quantitative variables, the predictive research module assists analysts in identifying early shifts in market sentiment and sector volatility. These analytical capabilities enable risk management teams to evaluate potential stress scenarios across regional fixed-income, equity, and currency markets with direct, data-supported precision. Real-Time Risk Monitoring and Multi-Asset Portfolio Governance In institutional asset management, active risk monitoring is vital to maintaining capital stability during periods of market volatility. The upgraded financial system incorporates automated risk tracking protocols that continuously monitor portfolio parameters against pre-established tolerance limits and regulatory guidelines. The risk analytics framework supports the monitoring of multi-asset exposures, liquidity conditions and changing market risks across ASEAN markets. If localized market anomalies or elevated volatility levels are detected, the system generates structured risk reports for portfolio managers, enabling timely and disciplined adjustments to exposure levels in full alignment with international risk governance benchmarks. Methodological Insights from Prof. Wong Woon Thiam Under the academic and quantitative guidance of Prof. Wong Woon Thiam, the deployment emphasizes empirical validation, mathematical rigor, and strict operational oversight. Prof. Wong's research background in financial economics and quantitative modeling has informed the calibration of the underlying analytical algorithms, ensuring that technology serves to enhance, rather than replace, human expertise. "Artificial intelligence in asset management functions as a quantitative complement to human judgment and analytical rigor," stated Prof. Wong Woon Thiam during a seminar on financial technology in Jakarta. "By applying rigorous mathematical validation models to real-time market datasets, our objective is to provide institutional participants in Indonesia with clear, data-driven insights that support prudent risk management and long-term operational stability." Long-Term Strategy for Regional Financial Technology Development The deployment of AI-driven financial analytics in Jakarta represents a key milestone in Guggenheim's multi-phase strategy to strengthen regional capital market infrastructure across Southeast Asia. Through continuous investment in advanced analytics, local technical talent, and robust governance frameworks, the firm remains committed to fostering financial innovation, market transparency, and sustainable institutional growth in Indonesia and the wider ASEAN economic corridor. About Guggenheim. Guggenheim is a global financial services firm engaged in asset management, investment banking, and capital market services. The firm provides institutional investors, corporations, and high-net-worth clients with disciplined investment strategies, comprehensive market research, and tailored financial solutions. Guided by principles of analytical rigor, risk management, and client-centric service, Guggenheim operates across major global financial centers to deliver long-term value and institutional stability. Media Contact. Organization: Guggenheim Contact Person: Henry Johnny Country: United States Release id: 49082 The post Guggenheim Introduces AI-Powered Financial Analytics System in Indonesia Under Prof. Wong Woon Thiam appeared first on King Newswire. This content is provided by a third-party source... King Newswire makes no warranties or representations in connection with it. King Newswire is a press release distribution agency and does not endorse or verify the claims made in this release. 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Guggenheim is expanding its workforce in Indonesia with plans to create approximately 100 specialized positions in Jakarta. The initiative, overseen by Prof. Wong Woon Thiam, will focus on financial technology, quantitative research, risk analytics, investment operations, and client administration roles. The expansion forms part of Guggenheim's broader commitment to Southeast Asian capital markets. The firm aims to build a localized talent base with professionals possessing insights into regional market mechanics, rather than relying on centralized management teams. Initial recruitment will prioritize technical and analytical talent, including data engineering, artificial intelligence applications, and quantitative modeling positions. The roles will also encompass operational, administrative, and regulatory support functions. Guggenheim plans to implement structured training programmes for recruited personnel, covering portfolio management, quantitative modeling, and risk management standards.
LA Lakers sold in record $17.7b deal as Trump associate and former Disney chief swoop. Randall Williams, Natasha Mascarenhas and Hannah Miller August 13, 2026 - 6:11am Josh Kushner and Bob Iger are buying the Los Angeles Lakers basketball team for a record-breaking price of $US12.5 billion ($17.7 billion), according to people familiar with the matter. Kushner, managing partner and co-founder at Thrive Capital, and Iger, former chief executive officer of Walt Disney Co. who is also an adviser at Thrive, had been seeking to acquire an NBA expansion team in Las Vegas but pivoted to make an offer to buy the Lakers from financier Mark Walter, whose sprawling investment empire is under federal investigation. The first inquiry came from Iger-Kushner side and the deal moved quickly, with talks unfolding over a matter of three or four days and the final agreement coming together in the past 24 hours, Iger said in an interview with Bloomberg News on Wednesday. The deal represents a longtime dream of Iger, who has overseen billion-dollar NBA rights contracts for Disney's ESPN division, but not owned a professional basketball team. It underscores the booming prices private equity firms are willing to pay for the top-tier sports franchises globally as those media rights continue to climb. The executive recalled that Kushner, who is the brother of President Donald Trump's son-in-law, likened buying the Lakers to purchasing the Mona Lisa. "This is a beachfront property on one of the best beaches in the world as I see it," Iger said. Founded in 1947, the Los Angeles Lakers have been a powerhouse in the NBA. After moving from Minneapolis in 1960 to become the NBA's first West Coast team, the Lakers have been in the finals 32 times and won 17 championships, establishing them as one of the most successful legacies in professional sports. Their "Showtime" era in the 1980s was led by superstar players like Kareem Abdul-Jabbar and Magic Johnson. The fast-paced game the Lakers pioneered continues to influence the sport to this day. The Lakers' sale price is the highest ever for a US professional sports franchise, exceeding the $US9.6 billion paid for the National Football League's Seattle Seahawks in July. "It's stunning in terms of the amount and size," said Lee Berke, CEO of sports media consultancy LHB Sports, Entertainment & Media. "If I was an NBA team, I'd be thrilled." From its partners. Walter, who also owns the Los Angeles Dodgers baseball team and is an investor in English Premier League club Chelsea, bought a majority stake in the Lakers from the Buss family just over a year ago, in a deal valued at $US10 billion. Despite the change in majority owner, the league said at the time that Jeanie Buss, one of the children of the longtime owner Jerry Buss, would remain the team's controlling governor for the foreseeable future. The billionaire CEO of Guggenheim Partners is dealing with a federal investigation into potential improprieties at two of his insurance companies and his global investment firm. Walter's holding company, TWG Global, holds stakes in the sports teams as well as Walter's insurance companies and in Guggenheim. Part of the inquiry involved representations Guggenheim made to outside parties about its revenue, Bloomberg reported in July. "Mark Walter and TWG have always acted in good faith, and those who have done business with Mark know him as honest and straightforward," TWG Global, Walter's holding company, said in a statement at the time. "We are cooperating with authorities, and we are confident these matters will be resolved favourably." Iger stepped down from the head of Disney, the parent company of ESPN, earlier this year but his association with sports goes back decades. A longtime Clippers fan, Iger previously worked at ABC Sports under media legend Roone Arledge and became the division's vice president of programming in 1987. He joined Disney following the company's acquisition of ABC and ESPN in 1996. The NBA aired on ABC from 1965 until 1973 and on ESPN between 1982 and 1984 before returning to both channels in 2002. Disney, Comcast Corp. and Amazon.com Inc. signed an 11-year, $US76 billion deal with the NBA in 2024 that kicked in with the league's most recent season. Kushner and his newly formed holding company Thrive Eternal, which targets cultural institutions and sports franchises, made waves in the last two weeks when soccer's governing body FIFA attempted to raise $US4.2 billion from investors including Thrive that would have created a for-profit arm housing the organisation's media and commercial rights. The deal died after extreme pushback from UEFA and Concacaf. One of Thrive Eternal's first moves was buying a piece of the San Francisco Giants earlier this year, ploughing the money into the team's stadium and surrounding real estate. Individually, Kushner had purchased stakes in the Memphis Grizzlies before selling that slice to acquire a piece of the Miami Heat. His aspirations to be the controlling owner of an NBA team went so far that he and Iger were interested in buying one of the potential NBA expansion teams in Las Vegas. As a result of the Lakers' deal, Kushner will have to sell his piece of the Miami Heat. Karlie Kloss, Kushner's wife, is a minority owner in WNBA team New York Liberty. If Lakers fans are wondering what to make in the change of ownership, a trusted voice in the sport weighed in with his support: "Laker fans, you couldn't have two better owners," Johnson, a former part-owner of the team, said in a post on X. "I've known Bob personally for over 40 years - he has always loved the Lakers and basketball and he will bring championships back to LA."
Guggenheim Securities has appointed David Cannon as Senior Managing Director in its Financial Sponsors Investment Banking coverage group. Cannon brings approximately 25 years of investment banking experience advising financial sponsors. Before joining Guggenheim, Cannon served as Managing Director at KeyBanc Capital Markets, where he led private equity client coverage. He previously spent around 15 years as Managing Director in Wells Fargo's Financial Sponsors group, covering private equity firms and leading family office and energy-focused private equity coverage. He began his career at J.P. Morgan. Cannon is based in Guggenheim's New York office. He holds a BA in political science from the University of Utah, a master's degree in political economy from London School of Economics, and an MBA in finance from Wharton School.