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Nasdaq

Global market infrastructure and data provider

Extended Hours Surveillance Analyst

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timePennsylvania, USANo salary listed

About the Job

Requirements

  • A bachelor's degree in Finance, Economics, Business, or a related field is required.
  • At least 1 year of experience in market surveillance, compliance, trading operations, or a related area is required.
  • A strong understanding of equity markets and trading mechanisms is required.
  • The ability to work independently during overnight hours and make sound decisions under pressure is required.
  • Strong attention to detail and communication skills are required.

Responsibilities

  • Monitor equity trading in real time to identify suspicious patterns, unusual price movements, and order book anomalies.
  • Review automated surveillance alerts and material disclosures from listed companies, escalating issues when needed.
  • Intervene in trading when necessary, including trade breaks and trading suspensions.
  • Draft preliminary referrals for suspected market abuse or disciplinary matters.
  • Collaborate with the MarketWatch team to fulfill regulatory responsibilities and contribute to special projects.

Desired Qualifications

  • Familiarity with regulatory frameworks and market abuse detection is desirable.
  • Knowledge of surveillance tools and alert management systems is desirable.

About the Company

Nasdaq

Global market infrastructure and data provider

Nasdaq, Inc. is a global technology provider for capital markets, delivering market services, data, and technology platforms to corporate clients, investment managers, banks, brokers, and exchange operators. It operates trading and listing venues in North America and Europe, plus data, index, analytics, investor-relations, sustainability solutions, and regulatory, surveillance, and financial crime management tools. Nasdaq supports liquidity, transparency, and integrity in the financial system by offering electronic trading infrastructure and a range of software and services that enable market access, capital formation, and regulatory compliance. The company differentiates itself by combining trading venues with a broad suite of data, analytics, and regulatory technology, backed by enduring infrastructure for market infrastructure and compliance.

Company size
5,001-10,000
Company stage
IPO
Headquarters
New York City, New York
Founded
1971

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