Junior Data Analyst - Governance Data

ISS faces SEC enforcement action over document refusal. September 5th, 2026 The SEC has taken enforcement action against ISS for refusing to comply with a subpoena. This could reshape ESG practices in proxy voting. Quick take. Summary is AI generated, newsroom reviewed. * The SEC has enforced action against ISS for noncompliance. * ISS controls half of the proxy voting outsource market. * This action may impact ESG practices among corporations. The SEC has launched an enforcement action against Institutional Shareholder Services (ISS) for failing to comply with a subpoena. This significant move comes as ISS controls a substantial portion of the proxy voting market and is known for its emphasis on environmental, social, and governance (ESG) practices. The implications of this action could ripple through the corporate landscape, particularly for those relying on ISS for voting guidance. For more details, see Eric Balchunas' report here. Inside the move. The broader crypto market exhibits mixed signals as regulatory scrutiny intensifies. The SEC's action against ISS highlights its commitment to enforcing compliance, particularly in sectors influencing corporate governance through proxy voting. This case could set a precedent for how ESG-related firms operate, prompting a reevaluation of their compliance strategies. The enforcement may also provoke a broader discussion on the accountability of corporations in their ESG commitments. * The SEC's enforcement action against ISS addresses noncompliance with a subpoena. The company controls half of the proxy voting outsource market. ISS is known for promoting ESG principles among corporations. The action raises questions about corporate governance practices. Further implications for ESG standards could emerge from this case. By the numbers. Currently, there is no price data available as the trading volume remains inactive. The SEC's decision has potential repercussions not only for ISS but also for other firms in the proxy voting and ESG sectors, as they may now face increased scrutiny. Observers are watching closely to see how this enforcement action will influence corporate compliance with ESG standards and regulations. Institutional Shareholder Services (ISS) is a prominent firm that provides proxy voting services, influencing corporate governance decisions for numerous companies. The SEC, as the regulatory body overseeing securities and exchanges, has jurisdiction over ISS due to its role in ensuring compliance within financial markets and protecting investors' interests. What comes next. Traders and market participants should closely monitor how ISS responds to the SEC's enforcement action, especially regarding its operational practices and any forthcoming compliance measures. The potential fallout from this case may lead to increased regulatory scrutiny on similar firms, affecting their market dynamics and investor sentiment. The ongoing developments could create a more cautious environment for organizations involved in proxy voting and ESG practices, prompting a reassessment of their strategies moving forward. Contributors: Coinfomania News Room Followed by top voices in crypto Follow Coinfomania on google News. Get the latest crypto insights and updates.

FMG Suite strengthens leadership team as AI and enterprise demand reshape advisor growth. * August 3, 2026 New hires from EY-Parthenon, Bain, Goldman Sachs, Salesforce, IBM and ISS strengthen leadership as firm scales its compliant growth platform across enterprise wealth management, broker-dealers, insurance and asset management GARDENA, Calif., August 3, 2026 /PRNewswire/ - FMG Suite (FMG), the leading marketing and growth platform for financial advisors, insurance professionals and enterprises, today announced four additions to its senior team: Christian Short as Senior Vice President of AI Strategy & Operations; Nathan Worthington as Senior Vice President of Customer Success; and Kevin Jurick and Jeremy Kowalski as Strategic Enterprise Account Executives. These appointments follow FMG's recent board expansion and reflect the company's accelerating investment in the next phase of its platform strategy. As broker-dealers, RIAs, wirehouses, insurance organizations and asset managers increasingly deploy FMG on behalf of advisors and agents at scale, the firm is expanding leadership in the areas that matter most to enterprise success: AI strategy and infrastructure, customer success and enterprise sales. Together, these hires strengthen FMG's ability to help institutions deliver compliant growth, deepen advisor engagement and bring more of the wealth management ecosystem onto the platform. "FMG is entering a new phase. We are evolving from a marketing platform into the compliant growth platform for the financial services industry, and that requires leadership built for where the market is going," said Dave Christensen, CEO of FMG Suite. "Christian's hire will enable us to provide a clear AI strategy across our entire product line, helping our clients not only say they are AI-enabled but actually take advantage of the efficiency and productivity gains these tools provide in a marketing and growth strategy. Kevin and Jeremy deepen our ability to bring that platform to more enterprise firms, and Nathan ensures we deliver the kind of customer experience that turns enterprise relationships into long-term growth." New Team Members * Christian Short joins as Senior Vice President of AI Strategy & Operations, reporting to Christensen. Short comes from EY-Parthenon, where he served as Senior Director and co-architected Enterprise Reimagined, a flagship AI transformation product for financial services clients and drove the commercialization of EY Growth Platforms, a neurosymbolic AI product. Before EY, he spent more than seven years at Bain & Company focused on financial services and private equity, founded a venture-backed telehealth company and served as interim CEO of a consumer health brand through a nationwide retail launch. Earlier in his career, he worked alongside FMG Suite Executive Chairman Mark Casady as chief of staff at Vestigo Ventures, an AI/Fintech venture firm led by Casady. * Nathan Worthington joins as Senior Vice President of Customer Success, where he will lead FMG's customer success organization across SMB and enterprise segments. He will be responsible for helping clients realize value more quickly, deepen their adoption across the platform and expand their long-term growth with FMG. Worthington joins from Institutional Shareholder Services (ISS STOXX) where during a more than 16-year career as a Managing Director, he led a global client success organization that strengthened relationships, deepened partnerships and ultimately drove industry-leading renewal rates. * Kevin Jurick joins as a Strategic Enterprise Account Executive focused on broker-dealers, RIAs, wirehouses, insurance organizations and asset managers. Jurick brings more than two decades of institutional financial services experience, most recently as Managing Director and Head of Strategic Accounts (US) at Institutional Shareholder Services (ISS STOXX) where he managed a client portfolio spanning asset managers, insurance companies, public pension funds and wealth platforms. Before leading Strategic Accounts (US), he managed the firm's North American asset management sales team. Before that, he spent a decade at Goldman Sachs as a Vice President and Designated Market Maker on the NYSE. * Jeremy Kowalski joins as a Strategic Enterprise Account Executive alongside Jurick. Kowalski comes from Salesforce, where he served as a Strategic Account Director for nearly six years, managing partnerships with State Street and Fannie Mae, and leading extended teams of 15 to 20 people to drive C-suite relationships and platform expansion inside complex enterprise accounts. Kowalski previously held enterprise sales and business development roles at IBM, where he sold AI solutions and earned the firm's Best of IBM recognition in his first year. He served in strategic roles in multiple startups and spent eight years at UBS in fixed-income sales and operations. "Enterprise growth in this market is not just about winning deals, but earning trust and then delivering results that expand over time," said Matt Newman, Chief Revenue Officer at FMG Suite. "Kevin and Jeremy know how to navigate complex institutional sales, and Nathan brings the discipline to build a customer success organization that keeps those relationships growing long after the contract is signed. Together, this team gives us more scale across the full enterprise lifecycle." About FMG Suite FMG Suite is the leading marketing and growth platform for financial advisors, insurance professionals, and enterprises, empowering them to scale compliant, client-centered marketing that drives organic growth. Trusted by more than 80,000 financial professionals reaching over 45 million U.S. investors, FMG is consistently ranked number one in market share and customer satisfaction in the T3 Software Survey Report and has been recognized by WealthManagement.com as Best Marketing Automation Platform. An independent study found that enterprises using FMG achieved Net Promoter Scores nearly four times the industry average, along with improvements in lead conversion, client retention, and time saved on marketing tasks. FMG is defining the future of organic growth for financial services firms. For more information, visit https://fmgsuite.com/. FMG Suite Media Contact

Four states launch lawsuits against proxy advisor ISS over ESG policies. Proxy advisory firm Institutional Shareholder Services (ISS) is facing a series of new lawsuits filed by the Attorneys General of Texas, Nebraska, Iowa and West Virginia, alleging that the firm violated consumer protection and deceptive practices laws by promoting ESG and DEI-related policies in its advice to investors. The lawsuits, which follow a similar suit filed last year by Florida against ISS and its peer Glass Lewis, mark the latest in a series of actions by anti-ESG politicians in the U.S., which has increasingly focused on the proxy advisory firms in the past few months, including an executive order by President Trump in December directing several U.S. federal agencies to increase oversight of ISS and Glass Lewis over their support for ESG and DEI issues and a warning from SEC Paul Atkins of plans to examine and propose actions focused on the role of proxy advisory firms over the "weaponization of shareholder proposals by politicized shareholder activists." In the new suits, the AGs claim that ISS misled investors by marketing its proxy advice as objective, while incorporating DEI, ESG and climate-related considerations that they argue were not tied to financial analysis or investor returns. Each of the suits also incorporate conflict of interest allegations, including claims that ISS provided ESG consulting services to companies on which it was covering in its research reports to investors. Several of the suits also claim that ISS failed to disclose that it is "owned by ESG activists." ISS is owned by international exchange organization Deutsche Börse and growth equity investor General Atlantic. Texas Attorney General Ken Paxton said: "ISS has enormous influence over how billions of dollars are invested and managed across this country, and they have abused that influence in order to push woke ideology. This, in turn, has often resulted in terrible financial advice disguised as 'progressive' shifts. I will not allow this woke corporation to smuggle radical, liberal ideology into the companies they advise and hurt our financial system." In a statement provided to ESG Today, an ISS spokesman said that the company "believe(s) the allegations lack merit and will vigorously defend against them." The spokesman added: "ISS' job is to provide sophisticated institutional investor clients with independent, timely, and expert research and vote recommendations based on the proxy voting policies the clients have selected or customized based on their determination of the best interests of the beneficiaries they serve."