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Bitwise Asset Management, Inc.

Deputy Head of Compliance

Regulatory Compliance & EthicsPosted on Nov 13
Full-timeLondon, UKIn-person

About the Job

Requirements

  • At least 6 years of relevant compliance experience within asset management, an ETP or ETF issuer, a broker-dealer, or a regulated crypto or fintech institution.
  • Deep, practical knowledge of UK FCA rules and EU financial regulations governing financial crime, fund distribution, cross-border marketing, governance, and financial promotions.
  • Ability to make robust, pragmatic judgment calls in fast-moving commercial environments while balancing commercial objectives with regulatory adherence.
  • Communication skills sufficient to advise front-office teams, senior leadership, and regulatory examiners.
  • Ability to manage complex, multi-stakeholder workstreams autonomously to strict deadlines.
  • High proficiency with modern operational and compliance stacks and AI tools, including Wordsmith AI, Claude, Asana, Slack, Google Workspace, Microsoft Suite, and compliance training and monitoring software.
  • An entrepreneurial, high-ownership mindset suited to a high-energy asset manager and start-up environment.

Responsibilities

  • Act as the primary deputy to the General Counsel and Head of Compliance, Europe, on compliance matters, representing the function in executive meetings, regulatory forums, and committee briefings as required.
  • Own the design, maintenance, and regular enhancement of the European Compliance Monitoring Programme, regulatory registers covering risks, conflicts, personal account dealing, gifts and hospitality, and breaches, as well as regional compliance policies and procedures, particularly those relating to financial crime.
  • Support marketing, sales, and research teams with external marketing communications and financial promotions compliance queries.
  • Monitor and evaluate UK, EU, and relevant global regulatory developments, including MiCA, AIFMD, UCITS, and cross-border ETP distribution rules; assess business impact and translate requirements into actionable operational controls.
  • Lead the completion and governance of institutional due diligence questionnaires and know-your-customer exercises, inbound and outbound, for investors, partners, distributors, and other institutional counterparties, and oversee key third-party service providers.
  • Drive and project-manage upcoming European licensing applications, including scope, regulatory filings, authorisations, and operational readiness in target jurisdictions.
  • Oversee, enhance, and administer the regional compliance training programme using Skillcast and bespoke workshops to foster a proactive, risk-aware compliance culture across the European business.
  • Assist in coordinating regulatory submissions, notifications, and ad hoc queries with relevant supervisory bodies, including the FCA and European national competent authorities.

Desired Qualifications

  • Understanding of or direct experience with digital asset regulation, such as MiCA.
  • Direct experience participating in or leading regulatory authorisation and licensing processes, such as FCA variation of permissions or full authorisation, BaFin, AMF, or other EU national competent authority license applications.

About the Company

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