Compliance Associate - Expert Network

Company Overview
Third Bridge was founded on the belief that human insights drive intelligent investment decisions.

To make the right investment decisions, our clients require access to the most relevant experts and their insights – we enable this through private consultations and exclusive content drawn from expert interviews.

Our clients consist of some of the largest private equity funds, hedge funds, mutual funds and management consulting firms, who are serviced by a team of over 1,400 employees located across eight global offices.

Third Bridge operates in a global, multi-billion-dollar market with double-digit annual growth and has consistently received accolades for Great Places to Work and the top 100 fastest-growing companies.

Position Overview

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Expert Network Compliance team to be based in Shanghai. The main purpose of this role is to support the compliance requirements of the business across all our international offices. 

Skills

• Organised with excellent attention to detail. 
• Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices. 
• Excellent oral and written communication skills.
• Ability to identify risks and apply strategies or seek guidance to minimise them.
• Ability to prioritise competing goals and interests and manage time effectively.

Responsibilities

• Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
• Monitoring of active projects and experts to mitigate potential risks. 
• Answering day-to-day compliance queries from business units and clients.
• Delivering compliance training to new and existing employees. 
• Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client-specific processes.
• Reviewing clients’ compliance procedures in a critical manner to improve and implement them. 
• Dealing with ad-hoc projects as directed by management. 

Qualifications

• Bachelor's Degree or relevant experience within compliance
• Previous compliance experience within financial services highly desirable but not essential 

How will you be rewarded?

• Vacation: 15 days (which increases to 20 days after 2 years of service)
• Learning: personal development allowance of ￥9000 per year, which can be used for any learning programmes you feel would be beneficial for you
• Health and wellbeing: private medical insurance, Modern Health to focus on mental health. Supplementary housing allowance
• Future and family: pension scheme and vitality private medical insurance
• Flexibility: work from anywhere for one month per year, 2 annual volunteer days, 2 personal days when life throws you a curveball and 'Summer Fridays'
• Social: weekly optional social gatherings, daily breakfast and snacks, social events

The successful candidate must, by the start of the employment, have permission to work in the country they are applying.

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal-opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application.