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UBS

Global bank and wealth management group

Investment Fund Corporate & Regulatory Governance Specialist

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeKraków, PolandNo salary listedIn-person

About the Job

Requirements

  • At least 3 years of experience in the financial services industry.
  • A relevant academic background, such as a degree in finance, economics, business administration, or a related field.
  • Ability to resolve and respond to complex queries in a timely manner and carefully and accurately complete allocated tasks.
  • Experience preparing meeting materials, minutes, and governance documentation.
  • Advanced Microsoft Office skills.
  • Fluency in written and spoken English.
  • Ability to use AI tools to improve workflows with sound judgment, validate outputs, and align use with policies, risk standards, and ethical expectations.

Responsibilities

  • Coordinate regulatory reporting activities and support preparation of governance-related communications and publications.
  • Support delivery and implementation of regulatory projects across multiple jurisdictions and Management Companies.
  • Organize and facilitate project meetings, stakeholder discussions, and governance forums, including preparing meeting materials and tracking actions.
  • Monitor project progress, maintain governance records, and ensure timely completion of agreed deliverables.
  • Collaborate with Regulatory, Legal, Tax, Risk, Operations, and Business stakeholders on governance and regulatory matters.
  • Support corporate governance activities and contribute to continuous improvement of governance processes and controls.
  • Assist with Proxy Voting and Class Actions administration, including coordination, monitoring, and reporting activities.
  • Support internal and external audits, regulatory reviews, and remediation tracking.
  • Contribute to ad hoc governance initiatives and other activities performed by the Corporate & Regulatory Governance Team.

Desired Qualifications

  • Prior experience in governance, regulatory reporting, project coordination, or fund services.
  • Experience working with AI-powered productivity tools, such as Microsoft Copilot.

About the Company

UBS

Global bank and wealth management group

UBS is a Swiss multinational bank and the world’s largest wealth manager. It serves private, corporate, and institutional clients worldwide through four divisions—Global Wealth Management, Personal & Corporate Banking, Asset Management, and Investment Bank—offering services from investment advice and portfolios to everyday banking and lending. Its size and diversified business lines set it apart, and its 2024 merger with Credit Suisse expanded its client base and capabilities. The goal is to grow client assets, provide comprehensive financial solutions, and maintain profitability across a global network.

Company size
10,001+
Company stage
IPO
Headquarters
Zurich, Switzerland
Founded
1998

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