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Schonfeld

Manages funds across global trading strategies

Director, Central Compliance & Europe Regulatory Liaison

Regulatory Compliance & Ethics +1Confirmed live in the last 24 hours
Full-timeLondon, UKNo salary listed

About the Job

Requirements

  • A bachelor's degree or equivalent is required.
  • Progressive compliance experience within financial services, with meaningful exposure to asset management, hedge funds, or investment advisory environments.
  • Demonstrated leadership across multiple compliance disciplines, including AML/financial crime, policy management, and core compliance, with direct engagement with EU regulators such as the FCA.
  • Proven people management experience leading high-performing compliance teams.
  • Deep technical knowledge of AML/financial crime regulation, including FATF, EU AML Directives, UK POCA, and US BSA/AML; PEP/sanctions frameworks; Code of Ethics programs; and conflicts management.
  • Strong management, operational, and process-improvement skills, with a track record of designing scalable, repeatable compliance processes and controls.
  • Excellent written and verbal communication skills to engage with regulators, senior management, and internal stakeholders.
  • Strong analytical and judgment skills to navigate ambiguity, assess risk, and escalate appropriately.

Responsibilities

  • Lead the firm's UK and larger EU Regulatory Liaison function, overseeing in-country Compliance Officers who act as subject-matter experts and points of contact for local regulators, manage the local regulatory change agenda, scope local requirements into the Centers of Excellence, sign off on local filings and registrations, and engage in office expansion efforts across Europe.
  • Provide overall management, supervision, and strategic vision for multiple Centers of Excellence within Central Compliance, setting priorities, resourcing, and hiring plans, and adapting program design to regulatory and business change.
  • Directly manage and develop a team of 3–4 compliance officers, providing leadership, mentorship, and performance management.
  • Oversee the firm's Global/Regional AML Program, the Investor PEP/Sanctions screening process, and all AML/financial crime-related regulatory filings.
  • Own the firm's Global Compliance Policies & Procedures framework, including standardized templates, the review program, and regulator- and client-facing policies.
  • Administer the Code of Ethics Program end-to-end, including PA Dealing, Gifts & Entertainment, Outside Business Interests, and Political Contributions, alongside Conflicts Management, Compliance Training, Licensing & Registrations, Certifications, and Employee Administration.
  • Champion adoption of AI and compliance technology to streamline workflows, reduce manual effort, and scale program delivery.
  • Serve as a member of the London Compliance Team and the broader global Compliance department.

Desired Qualifications

  • An advanced degree, such as a JD or MBA.
  • Previously held SMF16/17 designation.
  • Experience operating within or leading a Center of Excellence or center-led compliance model.
  • Ability to leverage AI tools and compliance technology platforms, such as Microsoft Copilot and Power Automate, to enhance program efficiency.
  • Relevant professional certifications such as CAMS or ICA Diploma.
  • Familiarity with the multi-manager or alternative investment management model.
  • Experience leading regulatory engagement and change management across multiple EU jurisdictions.

About the Company

Schonfeld

Manages funds across global trading strategies

Schonfeld manages private investment funds that trade across global markets, combining computer-driven strategies with decisions made by investment teams. Its four core approaches cover quantitative investing, fundamental stock selection, tactical trading, and discretionary macro and fixed income. Teams use detailed market research and proprietary systems to identify opportunities in stocks, currencies, bonds and related instruments, with centralized infrastructure supporting trading and risk management. The firm earns fees tied to assets under management and investment performance. Schonfeld was founded in 1988 and is headquartered in New York City, United States.

Company size
201-500
Company stage
Not listed
Total funding
$1.5B
Headquarters
New York City, New York
Founded
1988

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