Full-Time

GCO Risk Advisory Specialist II-CSG Relationship Manager

Updated on 2/19/2025

Truist

Truist

501-1,000 employees

Platform for Registered Investment Advisors' operations

Fintech
Financial Services

Senior

Richmond, VA, USA + 2 more

More locations: Charlotte, NC, USA | Atlanta, GA, USA

Category
Risk Management
Finance & Banking
Required Skills
Risk Management

You match the following Truist's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • FINRA Series 7, 24, 53, and 66 licenses (Series 9&10 can be used in lieu of 53. Series 63&65 can be used in lieu of Series 66). Life/Health/Variable Insurance License.
  • Bachelor’s degree in Accounting, Business, Finance or related field, or equivalent education and related training.
  • Six to Eight years of experience in a financial institution with emphasis on risk management or equivalent work experience and training.
  • Knowledge of SOX and other industry-related regulatory requirements.
  • Knowledge of operational and other non-financial risks.
  • Ability and willingness to learn and adapt to change and competing priorities.
  • Strong written and verbal skills.
  • Solid problem-solving skills in complex environments; Ability to influence change.
  • Excellent time management and organizational skills with the ability to operate without close supervision on day-to-day decisions; Capable of handling multiple projects concurrently.
  • Demonstrated proficiency in basic computer applications, such as Microsoft Office software products.
  • Ability to travel, occasionally overnight.
Responsibilities
  • Engage with Business Unit in its management of risks and controls as well as its execution of risk program requirements.
  • Execute, facilitate and/or monitor execution of Risk Program requirements (e.g., RCSA, KRIs, etc.) within the assigned areas of a Business Unit.
  • Provide risk advice to effectively manage risk within the assigned areas of a Business Unit.
  • Aggregate, integrate, correlate, and report risks for assigned areas of a Business Unit.
  • Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and systems, or external events and ensure effective remediation.
  • Provide risk advice and serve as risk Subject Matter Expert (SME) to assigned business areas within the Business Unit across all risk types to promote and strengthen control environment (control design, implementation, evaluation, and reporting) and support adherence to applicable regulations, policies and procedures.
  • Partner with first-and second-line defense teammates in identifying, escalating and remediating control gaps across assigned business areas; Effort includes, but is not limited to, Identify and prioritize current and emerging risks, understand assigned business area goals, engage in projects, initiatives, working groups and other appropriate forums; Seek engagement from appropriate SMEs and BURM peers for guidance and input.
  • Identify, measure, monitor and escalate key and emerging risks; Report and communicate risk results and escalate material concerns to BURM Leadership.
  • Monitor risk mitigation and risk acceptance decisions to ensure a balanced operating environment through formal issues management program and other applicable routines.
  • Execute Enterprise and Risk Program requirements to effectively identify, measure, report, and mitigate risks; Utilize and refine analytical tools as appropriate to support assessments of risk.
  • Execute control monitoring and testing activities to assess effectiveness of control environment.
  • Manage, update, monitor and track controls, including those aligned to SOX and regulatory requirements.
  • Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance monitoring and testing processes as necessary.
  • Support the execution of risk management initiatives at the direction of GCO Leadership.
  • Other activities and special projects, as deemed required.
Desired Qualifications
  • Master’s degree in Finance or Business, or equivalent education and related training.
  • 8+ years of banking or relevant experience.
  • Audit experience.
  • Strong knowledge in field of assigned business unit(s).
  • FINRA Series 4.

Truist offers a platform for Registered Investment Advisors (RIAs) to streamline their operations and improve client experiences. Its features include live chat support, commission-free fractional share trading, a model marketplace, and an automated rebalancer, which help RIAs serve more clients at lower costs. Unlike competitors, Truist provides these services for free and monetizes through a vertically-integrated custodian service. The company's goal is to empower RIAs to grow their businesses and enhance client interactions.

Company Size

501-1,000

Company Stage

Series E

Total Funding

$437.2M

Headquarters

Culver City, California

Founded

2018

Simplify Jobs

Simplify's Take

What believers are saying

  • Altruist raised $169M in Series E funding, boosting growth and innovation potential.
  • Partnerships with Orion and Kwanti enhance Altruist's platform integration and service offerings.
  • Increased demand for digital transformation in financial services aligns with Altruist's tech solutions.

What critics are saying

  • Competition from firms like Betterment and Wealthfront pressures Altruist to innovate continuously.
  • Integration with Orion and Kwanti may pose operational risks if not seamless.
  • New digital fixed-income trading could attract regulatory scrutiny if compliance is lacking.

What makes Truist unique

  • Altruist offers a simplified tech stack for RIAs, enhancing operational efficiency.
  • The platform includes commission-free trading and an automated rebalancer for cost-effective solutions.
  • Altruist's model marketplace provides personalized investment strategies, catering to diverse client needs.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

Health Savings Account/Flexible Spending Account

Unlimited Paid Time Off

Paid Vacation

Paid Sick Leave

Paid Holidays

Hybrid Work Options

401(k) Retirement Plan

401(k) Company Match

Company Equity

Growth & Insights and Company News

Headcount

6 month growth

9%

1 year growth

3%

2 year growth

2%
Business Wire
Oct 2nd, 2024
LaSalle Vaughn Joins Altruist as Chief Compliance, Ethics, & Risk Officer

Vaughn joins Altruist from Bestow, where he served as Chief Compliance, Ethics, and Risk Officer, leading teams that mitigated regulatory risk for online insurance products.

Wealth Management
Sep 24th, 2024
Altruist Adds Digital Fixed Income Trading to Platform

RIA custodian Altruist has launched fully digital fixed-income trading for advisors.

Arena Investor
Aug 29th, 2024
Announcement: Arena Investor Partners with Altruist

Announcement: Arena Investor partners with Altruist.

Wealth Management
May 2nd, 2024
Altruist Raises $169M in Latest Funding Round

Yoonkee Sull, general partner at ICONIQ Growth, will join Altruist's board of directors as a result.

Finsmes
May 2nd, 2024
Altruist Raises $169M in Series E Funding

Altruist, a Los Angeles, CA-based custodian for independent RIAs, raised $169M in Series E funding