Full-Time

Compliance Specialist

Updated on 8/21/2026

SRS Acquiom

SRS Acquiom

201-500 employees

M&A and loan agency services platform

Compensation Overview

$75k - $85k/yr

No H1B Sponsorship

Remote in USA

Remote

Must work Mountain Time business hours; remote employees must visit Denver headquarters about three times per year.

Bachelor's

Category
Legal & Compliance (1)
Required Skills
Microsoft Office

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Requirements
  • A bachelor's degree, preferably in Finance, Economics, or Business, is required.
  • Two to five years of experience within financial services is required.
  • Demonstrated ability to analyze and interpret contracts.
  • Proficiency in all Microsoft Office products.
  • Ability to take ownership of issues and follow them through to resolution.
  • Ability to work independently or as part of a team as the issue requires.
  • Strong attention to detail.
  • Excellent verbal and written communication, facilitation, and interpersonal skills, including the ability to engage with all levels of the organization and external stakeholders.
  • Strong analytical and organizational skills and the ability to manage multiple time-sensitive tasks in a challenging, fast-paced, deadline-driven, and fluid environment.
  • Ability to maintain a high level of confidentiality and integrity.
  • Availability to work Mountain Time standard business hours.
  • Occasional nights, weekends, or after-hours work may be required.
  • Ability to work on a computer for the majority of the regular workday.
Responsibilities
  • Manage and monitor an ongoing portfolio of assigned post-closing releases in the system of record.
  • Review transactional agreements and contracts to extract relevant legal information needed to complete the distribution of transaction consideration and funds.
  • Perform thorough analysis to fully understand post-closing contractual obligations.
  • Coordinate closely with the Operations Team to create accurate distribution waterfalls and ensure funds are released timely to the right parties.
  • Prepare post-closing release materials and work with the Compliance Analyst Team on updates to those materials.
  • Communicate and collaborate with internal departments.
  • Facilitate timely problem resolution to mitigate risk and prioritize action.
  • Be accountable for the quality, accuracy, and timeliness of results.
  • Manage and help execute special projects as needed.
  • Deliver training as requested by Management.
Desired Qualifications
  • Knowledge of M&A transactions.
  • Ability to learn new processes, concepts, and skills quickly and adapt to change.
  • Ability to take initiative in learning and applying new skills.
  • Ability to generate solutions and appropriately escalate issues to Management.

SRS Acquiom provides an integrated platform of M&A and loan agency services, including diligence management, virtual data rooms, document management, signature collection, payment disbursement, escrow management, and private client portals, with securities products and payment services offered through Acquiom Financial LLC. Clients use a single system to manage deal documents, collect signatures, move payments, and handle escrow, supported by a team of M&A and loan‑agency professionals and an affiliated broker‑dealer for securities activities. The company differentiates itself by offering an end‑to‑end, single‑platform workflow and a long track record (since 2007), serving a large portion of the market with comprehensive capabilities. Its goal is to speed up complex financial deals, improve accuracy, and simplify deal management through technology and expert support for private equity, venture capital, and corporate clients.

Company Size

201-500

Company Stage

Series A

Total Funding

$6M

Headquarters

Denver, Colorado

Founded

2007

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Simplify Jobs

Simplify's Take

What believers are saying

  • Europe expansion in London and Amsterdam broadens access to cross-border sponsor deals.
  • January 21, 2026 continuation vehicle funding from Lovell Minnick and Carlyle AlpInvest backs growth.
  • PitchBook cited SRS Acquiom on May 21, 2026, highlighting earnouts in startup acquisitions.

What critics are saying

  • Wilmington Trust and Global Loan Agency Services pressure fees in loan agency.
  • PNC Bank settled SRS Acquiom's trade-secrets fight, exposing fragile process defensibility.
  • Banks internalize escrow and agency workflows, shrinking SRS Acquiom's addressable market.

What makes SRS Acquiom unique

  • SRS Acquiom runs M&A, escrow, and loan agency workflows on one platform.
  • Its 2026 M&A Deal Terms Study analyzes 2,300-plus private acquisitions and shapes market practice.
  • The May 19, 2026 board hires Krawcheck and Vasan deepen financial-services credibility.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

401(k) Retirement Plan

401(k) Company Match

Unlimited Paid Time Off

Life Insurance

Mental Health Support

Wellness Program

Pet Insurance

Growth & Insights and Company News

Headcount

6 month growth

0%

1 year growth

-3%

2 year growth

-4%
SRS Acquiom
May 19th, 2026
SRS Acquiom welcomes Sallie Krawcheck and Philip Vasan to Board of Directors.

SRS Acquiom welcomes Sallie Krawcheck and Philip Vasan to Board of Directors. May 19, 2026 Veteran Financial Services Leaders Join Board as Independent Directors Supports Continued Global Growth and Platform Expansion DENVER-SRS Acquiom, which provides a comprehensive platform to help manage merger and acquisition transactions and bilateral and syndicated loan facilities, today announced that it has appointed two new independent directors, Sallie Krawcheck and Philip Vasan, to the company's Board of Directors. Ms. Krawcheck and Mr. Vasan are deeply tenured financial services professionals who bring decades of leadership experience across public and private markets and complex transaction environments. Ms. Krawcheck is a prominent financial executive and entrepreneur. She is the co-founder and former CEO of Ellevest, a digital-first investment platform for women. Previously, she held senior leadership roles across global financial institutions, including serving as CEO of Merrill Lynch Wealth Management, Smith Barney, U.S. Trust, the Citi Private Bank, and Sanford C. Bernstein. She also served as Chief Financial Officer of Citigroup. Earlier in her career, Ms. Krawcheck was a top-ranked equities research analyst covering the securities industry and is widely recognized for her leadership in financial services and advocacy for greater inclusion in investing. Mr. Vasan was a Managing Director at BlackRock, where he served in senior roles across the firm including as Head of BlackRock Hedge Funds, Global Co-Head of Fundamental Equities, Global Head of Lending, Liquidity and Financing and Head of Investments and Portfolio Solutions for U.S. Wealth Advisory. Prior to joining BlackRock, Mr. Vasan held global leadership positions at Credit Suisse, including CEO of Private Banking in the Americas, Head of Equity Derivatives, Head of Prime Services, and Head of Global Foreign Exchange. He also served as a visiting lecturer in Finance at the MIT Sloan School of Management and Adjunct Professor of Finance at the NYU Stern School of Business. "We are pleased to welcome Sallie and Phil to the SRS Acquiom Board," said Paul Koenig, CEO of SRS Acquiom. "Sallie brings deep experience in building and scaling financial and fintech businesses, while Phil brings global markets and investment expertise across asset classes and platforms. Their combined perspectives will support our continued growth and commitment to delivering best-in-class service to our M&A and loan agency clients." "I am happy to join SRS Acquiom's Board as the company continues to scale across North America and Europe," said Ms. Krawcheck. "I've spent my career focused on strengthening trust, transparency, and service in financial markets, and SRS Acquiom's role in simplifying complex deal processes directly supports those goals. I look forward to working alongside the rest of the Board and the broader leadership team to help guide the company's strategic direction in the years ahead." "SRS Acquiom has established itself as a first mover with a differentiated platform supporting M&A and loan agency transactions and becoming a fundamental component of the broader industry," said Mr. Vasan. "The company's deep market expertise, technology-enabled solutions, and focus on execution and client service position it to meet growing global demand for independent M&A and loan agency services. I'm excited to join an experienced group of directors as the company continues to grow on a global scale." The additions to SRS Acquiom's Board build on a pivotal period of growth for the Company, following the expansion of its M&A and Loan Agency services into Europe. Today, SRS Acquiom has more than 350 professionals across offices in the United States, London, and Amsterdam. About SRS Acquiom SRS Acquiom delivers the smartest way to run a deal(TM) with solutions that reduce the administrative burden throughout the entire deal lifecycle. Its services include paying and escrow agent services, online document solicitation and reporting, and professional shareholder representation. For loan and credit transactions, SRS Acquiom Inc. provide independent administrative, collateral, and sub-agent services. Since 2007, SRS Acquiom Inc. has helped sophisticated deal parties reduce administrative drag, so they can focus on what they do best. Alex jeffrey / gwyn hodges. SRSA Acquiom Contact Gasthalter & Co. [email protected] 212.257.4170

Royal Crescent Publishing Limited
Sep 3rd, 2024
US-based loan agency platform sets up in Europe

SRS Acquiom, the loan agency services platform, has expanded into Europe, setting up its regional headquarters in London.

SRS Acquiom
Sep 3rd, 2024
SRS Acquiom Continues International Expansion with Launch of Loan Agency in Europe

SRS Acquiom continues international expansion with launch of Loan Agency in Europe.

DealLawyers.com
May 3rd, 2024
Study: Private Target Deal Terms

SRS Acquiom recently released its annual M&A Deal Terms Study for 2024 (available for download).

BNN Breaking
Jan 17th, 2024
SRS Acquiom Settles Trade Secrets Misappropriation Lawsuit with PNC Bank

SRS Acquiom, a Denver-based escrow agent company, has reached a settlement in a trade secrets misappropriation lawsuit with financial titan PNC Bank, marking the end of a legal battle that began in 2019.