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Morgan Stanley

Manages investments and advises on financing

NFR Framework Policies Professional

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeIn-person

About the Job

Requirements

  • An undergraduate degree is required.
  • At least 3 years of professional experience is required.
  • Excellent written and oral communication skills are required.
  • Strong organizational skills and attention to detail across multiple simultaneous projects are required.
  • Ability to work with global and cross-functional teams spanning Legal and Compliance and other areas of the firm is required.
  • Creative problem-solving skills, learning agility, and initiative are required.
  • Strong Microsoft Word, PowerPoint, and Excel skills are required.

Responsibilities

  • Assist with review, approval, and reissuance processes for global and NFR Framework policy content owned by LCD, working with content owners and other stakeholders as needed.
  • Coordinate with regional and divisional policy teams on annual policy plan development and progress tracking.
  • Support production and distribution of the monthly Non-Financial Risk Policy Bulletin, a firmwide communication on new and updated LCD policies and procedures.
  • Assist with coordinating Enterprise Risk Management policy reviews.
  • Work with the Mumbai team and regional and divisional policy teams to maintain consistent policy management standards.
  • Advise regional and divisional policy teams on policy content and governance questions.
  • Maintain Policy Team framework documents, including the LCD Policy Framework and Procedures, Global Policy Mandate, and internal procedures.
  • Perform other tasks and responsibilities as needed.

Desired Qualifications

  • Experience with drafting, reviewing, or managing policies and procedures.
  • Project management experience.
  • Experience working with offshore teams.
  • Comfort working with technology systems and applications; programming skills are not required.
  • Experience in Operational Risk, Compliance, Legal, or regulatory roles related to the financial services industry.

About the Company

Morgan Stanley

Manages investments and advises on financing

Morgan Stanley advises companies and governments on financing and manages investments for institutions, individuals, and families. Its business combines investment banking and securities trading with wealth management and an asset-management division that invests across public and private markets. Bankers arrange stock and bond sales and advise on mergers, while advisors build client portfolios and fund managers invest money under agreed strategies. The firm earns advisory and management fees, trading revenue, commissions, and interest from lending and deposits. Morgan Stanley was founded as a partnership in 1935 and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1935

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