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Empower

Personalized financial guidance, savings, investing platform

Premier Brokerage Associate

Customer SupportPosted on Nov 6
Full-timeRemote in USA

About the Job

Requirements

  • Active FINRA Series 7 and Series 63 licenses are required.
  • FINRA fingerprinting is required.
  • At least 2 years of customer service experience is required; financial services or a high-volume inbound call center experience is preferred.
  • Knowledge of equities trading, fixed income, and options is required.
  • Applicants must be authorized to work for any employer in the United States.
  • Candidates must be available to work the stated Monday through Friday schedule for their time zone.
  • Remote employees must provide reliable high-speed internet with a wired connection through fiber, cable, or DSL, and a home workspace with limited disruption. Employees may be required to work in the office if they lack the required home work environment or internet connection.

Responsibilities

  • Provide service and support to Empower retail customers, explaining concepts in an easy-to-understand manner.
  • Assist clients with trading equity, exchange-traded fund, mutual fund, options, and fixed-income securities in an inbound call center setting.
  • Handle service requests involving account opening, asset movement, trade facilitation, and maintenance of Empower retail products.
  • Take ownership of client requests, provide accurate information, and initiate proactive follow-up to deliver an efficient and responsive experience.
  • Apply knowledge of brokerage transaction and regulatory requirements, including corporate actions, exchange rules, suitability, and tax implications.
  • Identify leads and opportunities for referral to the Retirement Advisor Team and support new business opportunities.

Desired Qualifications

  • Retail, IRA, or 401(k) customer service experience, and prior brokerage and mutual fund trading experience.
  • Strong customer service background, preferably in a high-volume inbound call center environment.
  • A firm understanding of customers’ diverse operational and investment needs.
  • Knowledge of current financial markets and retirement account operations.
  • Strong written, verbal, and presentation skills.
  • Strong technological skills and the ability to multitask across systems.
  • Prior remote work experience.

About the Company

Empower

Personalized financial guidance, savings, investing platform

Empower is a financial services provider focused on helping people save, invest and receive advice. It serves both organizations and individuals, offering tools, guidance and support to reach financial goals. Its products work by giving users access to personalized financial advice and resources, combining advisory support with digital tools to manage accounts and investments. The company differentiates itself through its large, diverse client base (over 71,000 organizations and 17 million individuals) and its emphasis on trust, integrity and personalized guidance, aiming to deliver financial well-being at scale. Its goal is to empower financial freedom for all by delivering clear advice, tailored guidance and essential support throughout the financial journey.

Company size
Not listed
Company stage
Not listed
Total funding
Not listed
Headquarters
Flower Mound, TX
Founded
2014

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