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JP Morgan Chase

Runs a consumer bank and an investment bank

Country Regulatory Compliance Officer - Associate

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeSydney NSW, AustraliaNo salary listedIn-person

About the Job

Requirements

  • At least 3 years of relevant experience in legal, compliance, or related regulatory compliance work, with a tertiary qualification in law, commerce, or a related discipline.
  • Working knowledge of laws and regulations applicable to the financial services industry in Australia and New Zealand.
  • Experience in a complex, multi-entity, or global financial institution environment.
  • Demonstrated experience translating financial services regulatory requirements into actionable controls, procedures, and governance routines.
  • Experience coordinating regulatory engagements, such as supervisory reviews, information requests, and remediation commitments.
  • Experience supporting audits, controls testing, or issue management, including evidence preparation and remediation tracking.
  • Stakeholder management skills, including the ability to challenge constructively and drive outcomes across teams.
  • Strong attention to detail, quality orientation, and sound judgment under time pressure or incomplete information.
  • Strong communication and organizational skills.
  • Ability to adapt quickly to new situations and think independently and analytically.

Responsibilities

  • Advise internal stakeholders and develop frameworks on regulatory requirements, compliance policies, risk mitigation and controls, and new business initiatives.
  • Provide input on regulatory change and issues.
  • Interact with key stakeholders and regulators on the Compliance and Operational Risk program.
  • Prepare and deliver compliance training, and draft and manage compliance monitoring tasks and reporting.
  • Coordinate with line-of-business compliance groups and corporate control functions, including business management, controls, audit, tax, and finance, as required.
  • Assist in designing, developing, implementing, and operating the Compliance and Operational Risk program.
  • Coordinate internal and external audits, reviews, and inspections by managing evidence collection, issue tracking, and action-plan governance.
  • Promote a strong compliance and risk culture by partnering across teams, communicating expectations clearly, and reinforcing accountability.

About the Company

JP Morgan Chase

Runs a consumer bank and an investment bank

JPMorgan Chase runs the largest bank in the United States, which serves households and small businesses as Chase and large companies, governments, and investors as J.P. Morgan. During the 2008 financial crisis it bought the failing investment bank Bear Stearns and lender Washington Mutual, and in 2023 it took over First Republic Bank after regulators seized it. Chase takes deposits and earns interest on credit cards, mortgages, and car loans, while the investment side earns fees for advising on mergers, raising money for companies, trading stocks and bonds, and managing wealth. Formed in a 2000 merger, JPMorgan Chase traces its roots to 1799 and is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1799

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