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Waystone

Asset management governance and risk services

Head of Product Lifecycle

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeUnited KingdomNo salary listed

About the Job

Requirements

  • Demonstrate a thorough understanding of the ACD business and build strong partnerships across the Waystone Group.
  • Have a background conducting Value Assessment reviews and producing Value Assessment statements.
  • Have strong product governance, product management, or product development experience in asset management.
  • Have significant relevant industry experience and supervisory or management experience.
  • Have knowledge of product governance regulatory requirements and best practice.
  • Have a strong understanding of investment products.
  • Have proven knowledge of the regulatory environment and authorised funds, including UCITS, AIFMD, COBS, COLL, and PROD.
  • Have knowledge of compliance and regulatory best practice.
  • Prioritise effectively to achieve business goals while considering time, resources, and quality constraints.
  • Effectively deliver complex messages to a wide variety of audiences.
  • Demonstrate a focus on continuous improvement and hold themselves and others to high standards.

Responsibilities

  • Provide a data-driven governance framework to assist Waystone Management senior management and the WMUK board in fulfilling regulatory product governance responsibilities.
  • Direct and control elements of the WMUK product governance framework, including the Value Assessment Framework and annual fund reviews, to ensure WMUK meets regulatory requirements.
  • Coordinate the operation of WMUK product lifecycle activities, including its Value Assessment and annual fund review frameworks, and ensure downstream data collection and execution meet the expected standard.
  • Play a leading role in operating the ACD's governance forums and committees, act as Chair of certain committees where required, and serve as an active member of the Operational Governance Committee and Value Assessment Committee.
  • Liaise closely with the Company's Compliance representatives to assist in ensuring compliance with FCA regulations and other relevant regulations governing the Employer's activities.
  • Manage relevant processes, policies, and procedures.
  • Partner with fellow senior managers, Product Development, Compliance, Investment Risk, Enterprise Risk, Oversight Teams, and other senior stakeholders across Waystone Group to escalate issues appropriately, establish a common understanding of specialist matters, and use resources effectively.
  • Assist, where applicable, in the design and launch of new products.
  • Analyse opportunities to improve efficiency across product governance oversight tasks and question methods and processes to make the team more effective and efficient.
  • Liaise and partner with external stakeholders, including the FCA, depositaries, external legal firms, and delegated investment managers.
  • Support the business with product governance queries throughout the product lifecycle.
  • Embed relevant elements of the product governance framework within business-as-usual activities.
  • Work with the ACD and RFS management team and/or other personnel on operational matters or special projects as directed.

About the Company

Waystone

Asset management governance and risk services

Waystone provides governance, administration, risk and compliance services for the asset management industry, working with institutional investors, investment funds and asset managers to build, support, and protect investment structures and strategies worldwide. It structures and runs investment vehicles, handles regulatory and fiduciary duties, monitors risk, ensures ongoing compliance, and manages administrative tasks, combining advisory guidance with execution across governance, administration, risk and compliance. The company differentiates itself with over 20 years of global experience and an end-to-end, integrated suite of services tailored to asset managers and funds, rather than fragmented offerings. Its goal is to help clients manage and protect their investment structures and strategies so they can pursue their investment goals with confidence.

Company size
1,001-5,000
Company stage
Growth Equity (Venture Capital)
Total funding
$39.5M
Headquarters
Dublin, Ireland
Founded
2000

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