J

JP Morgan Chase

Runs a consumer bank and an investment bank

Employee Conduct Lead - Compliance

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-time$123.5k - $200kIn-person

About the Job

Requirements

  • A bachelor's degree or equivalent experience is required.
  • Use strong judgment to interpret and apply policy requirements to real-world scenarios, escalating appropriately when needed.
  • Have written and verbal communication skills, including experience engaging senior stakeholders.
  • Work independently, manage multiple initiatives in parallel, and collaborate effectively in a dynamic, results-driven environment.
  • Demonstrate intellectual curiosity and commitment to continuous learning and ongoing program improvement.
  • Be proficient with Microsoft Office, including Word, Excel, PowerPoint, and Outlook.

Responsibilities

  • Develop deep subject matter expertise in the Code of Conduct and conflicts management, focusing on Outside Interests and External Relationships, and apply policy standards with strong, consistent judgment.
  • Partner across Employee Compliance, Lines of Business, Regions, and Corporate Functions to drive strategic initiatives, such as CCOR education and awareness.
  • Execute key program objectives, activities, initiatives, and controls, including supporting the design, development, and testing of strategic solutions that improve scale, user experience, and oversight.
  • Perform discovery and diagnostic analyses, translate findings into clear insights, and recommend practical enhancements to strengthen the program.
  • Produce stakeholder materials, including presentations and reporting for senior management.
  • Draft and publish program policies and procedures, standards, and training content.
  • Manage system entitlements and oversee team records, including retention and destruction.

Desired Qualifications

  • Have 3 or more years of experience in financial services or another heavily regulated industry, supporting Compliance, Human Resources, Employee Relations, or Risk Management functions.
  • Demonstrate the ability to own end-to-end processes.
  • Have prior people-management experience.

About the Company

JP Morgan Chase

Runs a consumer bank and an investment bank

JPMorgan Chase runs the largest bank in the United States, which serves households and small businesses as Chase and large companies, governments, and investors as J.P. Morgan. During the 2008 financial crisis it bought the failing investment bank Bear Stearns and lender Washington Mutual, and in 2023 it took over First Republic Bank after regulators seized it. Chase takes deposits and earns interest on credit cards, mortgages, and car loans, while the investment side earns fees for advising on mergers, raising money for companies, trading stocks and bonds, and managing wealth. Formed in a 2000 merger, JPMorgan Chase traces its roots to 1799 and is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1799

Recently Posted Jobs

Explore more opportunities at JP Morgan Chase

See more jobs