Corporate Counsel
Regulatory and Compliance
Confirmed live in the last 24 hours
Yieldstreet

201-500 employees

Alternative investment opportunities platform
Company Overview
Yieldstreet stands out as a compelling workplace due to its pioneering role in democratizing access to alternative investment opportunities traditionally reserved for institutional investors. The company's commitment to transparency is evident in its curated selection of investment offerings and its clear communication regarding the sourcing of investor testimonials. Yieldstreet's platform leverages cutting-edge technology to provide a seamless and secure investment experience, positioning the company as a leader in the alternative investment industry.
Financial Services
Crypto & Web3
B2C

Company Stage

Series C

Total Funding

$794.7M

Founded

2015

Headquarters

New York, New York

Growth & Insights
Headcount

6 month growth

6%

1 year growth

5%

2 year growth

31%
Locations
New York, NY, USA
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
Communications
Marketing
CategoriesNew
Legal & Compliance
Requirements
  • J.D. from an accredited school
  • 6-8+ years’ of relevant experience, of which 3+ years must have been at a government agency or in-house legal department
  • Experience with the U.S. federal securities laws, the Investment Advisers Act of 1940 and U.S. broker-dealer laws and regulations
  • Experience with private funds
  • Strong communication skills, detail-oriented and exceptionally organized
  • Ability to multi-task and manage various projects, meet deadlines, excel under pressure and work independently
Responsibilities
  • Own the process for ensuring regulatory compliance as Yieldstreet expands both product offerings, geographies and types of investors
  • Advise the company on legal issues and risks by employing practical business judgment and identifying actual business risks
  • Advise on day-to-day regulatory issues and broader entity strategy
  • Monitor developments in the regulatory environment and emerging risks and advise leadership on necessary organizational or product changes
  • Maintain a best-in-class risk management program that incorporates multi-jurisdictional and interdisciplinary areas of the law
  • Draft and maintain disclosure materials, including form ADV documents, in consultation with the GC and CCO
  • Review and advise on offering materials, marketing materials and website disclosures for consistency with applicable marketing rules
  • Assist with growth and maturation of our compliance and privacy programs, including attending relevant meetings and liaising with compliance consultants
  • Draft compliance-related policies, privacy notices, whitepapers, and other external disclosures
  • Support regulatory advocacy, legal interpretation and implementation programs across the portfolio
  • Draft regulatory applications, regulatory comment letters and other regulatory communications
  • Manage internal business relationships and communicate directly with internal business clients
  • Draft and maintain policies and procedures related to Code of Ethics, Advisers Act compliance, data and information handling in consultation with the GC and CCO
  • Prepare and coordinate documentation for regulatory submissions, product registrations, licenses and renewals
Desired Qualifications
  • Privacy law experience
  • FinTech experience