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Full-Time

Audit Manager

Cyber Risk & Analysis, Technology Audit, Hybrid

Posted on 10/1/2024

Capital One

Capital One

10,001+ employees

Offers diverse financial products and services

Financial Services
Fintech

Senior

Plano, TX, USA + 2 more

More locations: McLean, VA, USA | Richmond, VA, USA

Hybrid role requiring 2-3 days per week in-office presence.

Category
Auditing
Accounting
Requirements
  • Bachelor’s Degree or military experience
  • At least 5 years of experience auditing information technology (operations, software delivery, access management, information security, cloud computing)
  • At least 3 years of experience in auditing information security (application security, network security, cyber security, data protection), or cloud computing controls (design, operation, risk management, auditing) or a combination
  • At least 3 years of experience leading a team to deliver initiatives, collection of work or a combination
  • At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing)
  • At least 2 years of experience in managing audit engagements, project management or a combination
  • At least 3 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or testing coding (writing, reviewing, or assessing)
Responsibilities
  • Execute major components of audits, including critical technology functions, cloud-based infrastructure, emerging technology, cybersecurity, risk management, application, and third-party management, as well as lead small to medium size audits.
  • Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document auditee processes and procedures.
  • Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of the various types of risk affecting the business and critical technology functions.
  • Establish and maintain good auditee relations during engagements. Communicate or assist in communicating the results of some audit projects to management via written reports and oral presentations.
  • Review and provide feedback on audit workpapers to achieve clear, organized and complete documentation to support work performed.
  • Self prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results.
  • Coordinate with others and proactively take on additional work.
  • Deliver appropriate, succinct and organized information, tailoring communication style to audience.
  • Effectively communicate information, issues and audit progress to teammates and audit leaders.
  • Perform various aspects of engagement administration, including hours and budget tracking.
  • Provide periodic on-the-job coaching and direct supervision over less experienced associates.

Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system while providing comprehensive support and resources to help customers make informed financial decisions.

Company Stage

Series A

Total Funding

$15.9M

Headquarters

McLean, Virginia

Founded

2014

Simplify Jobs

Simplify's Take

What believers are saying

  • Capital One's extensive range of financial products and services provides ample opportunities for career growth and specialization.
  • The company's commitment to financial inclusion and literacy offers employees a chance to make a meaningful impact on communities.
  • Strategic partnerships and investments, such as those with Stripe, Adyen, and StrongDM, indicate a forward-thinking approach and potential for innovation.

What critics are saying

  • The competitive financial services landscape requires Capital One to continuously innovate to maintain its market position.
  • The end of the consumer card partnership with Walmart could impact customer acquisition and revenue streams.

What makes Capital One unique

  • Capital One's focus on financial inclusion and no-fee banking solutions sets it apart from traditional banks that often have more restrictive fee structures.
  • Their strategic partnerships with fintech giants like Stripe and Adyen for fraud prevention highlight their commitment to leveraging technology for enhanced security.
  • Capital One's collaboration with educational platforms like Khan Academy underscores their dedication to financial literacy, a unique value proposition in the financial services sector.

Benefits

Medical, Dental, & Vision coverage

Onsite Health Centers

Prescription saving with network of local pharmacies

Stock Purchase Plan

Education Assistance

401(k)

Flexible Spending Accounts

Life and Disability insurance

Generous paid time off + corporate & floating holidays

Registered dieticians on site, cooking classes and free virtual fitness classes

Employee Assistance Program