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Cboe

Operates exchange networks for derivatives trading

Director Assistant General Counsel

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-time

About the Job

Requirements

  • A minimum of 8–10 years of relevant work experience, preferably at a law firm, a financial services firm, or a financial market regulator.
  • Strong legal writing and analytical skills, and experience drafting regulatory filings.
  • Working knowledge of fundamental equities market structure terminology and how on-exchange equities trading is conducted, or willingness to develop deeper understanding of these areas and their applicable legal and regulatory frameworks.
  • Basic understanding of market data and access solutions and the ETP regulatory framework, including SEC Rule 6c-11, or willingness to develop a fundamental understanding of these businesses and their related legal frameworks.
  • Ability to complete assigned tasks independently and collaboratively as circumstances dictate, and to work under the supervision of more senior attorneys.
  • Attention to detail, ability to proactively organize a heavy workload, and analytical abilities.
  • Ability to collaborate cross-functionally with business, technology and operations, compliance, regulatory, and legal teams.
  • Experience interacting with regulators, or desire to develop regulatory-interaction skills under the direction of more senior attorneys.
  • Proficiency using AI to streamline legal tasks such as summarizing industry rule proposals, comment letters, regulatory rules, laws, and regulations.
  • Bachelor’s degree and Juris Doctorate.
  • Licensed to practice law.
  • Computer proficiency in Microsoft Office Suite applications, including Microsoft Word, PowerPoint, and Excel.
  • Legally authorized to work in the United States without employer sponsorship now or in the future.

Responsibilities

  • Review and draft rules and rule filings to applicable regulators, explaining their purpose and basis.
  • Steer rule changes through internal corporate and external regulators’ review and approval processes.
  • Partner with U.S. securities businesses, in conjunction with more senior attorneys, to drive growth by providing legal counsel and innovative thinking.
  • Keep apprised of new and existing regulations and business initiatives, and work with senior legal leaders to provide legal and regulatory advice to applicable businesses.
  • Provide legal support for functions relating to compliance with requirements applicable to national securities exchanges, including exchange membership and services and products offered by Cboe’s U.S. equities exchanges.
  • Provide legal guidance relating to regulatory requests, exams, inspections, and similar matters involving Cboe’s U.S. securities exchanges.
  • Provide legal support to functions across Cboe, including Compliance, Regulatory, Technology, Operations, Risk, Market Policy & Government Affairs, Billing, and Finance.
  • Maintain high standards of legal and regulatory compliance and promote a culture of compliance, including helping ensure compliance with all legal and regulatory requirements of operating a national securities exchange.
  • Respond to general legal matters, including matters related to securities trading and corporate law.
  • Review regulatory and informational publications.
  • Provide other legal support for company activities.
  • Help drive adoption of AI, automation, and improved workflows across Legal, partnering with teams to modernize core processes, strengthen controls, improve efficiency, and enhance program scalability.
  • Help build the team’s capabilities and support leaders in adopting new tools and technology, fostering continuous improvement, innovation, and responsible use of emerging capabilities.

About the Company

Cboe

Operates exchange networks for derivatives trading

Cboe Global Markets operates an exchange network that lists and trades a wide range of financial instruments, including global derivatives, foreign exchange, digital assets, and securities. Its platform matches buy and sell orders, clears and settles trades, and earns revenue from transaction fees and market data. The company serves institutional investors, retail investors, and financial intermediaries through a global infrastructure that facilitates trading and data services. Unlike firms that focus on a single asset class, Cboe offers multiple asset classes and a long history (over 50 years) to provide broad market access and reliable infrastructure. The goal is to power the global economy by creating inclusive markets and helping investors build sustainable financial futures, while also supporting community growth and employee development.

Company size
1,001-5,000
Company stage
IPO
Headquarters
Chicago, IL
Founded
1973

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