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Trading212

Commission-free trading platform for retail investors

Junior Compliance Officer

Regulatory Compliance & EthicsUpdated on Nov 13
Full-timeLimassol, CyprusIn-person

About the Job

Requirements

  • A degree in Law, Finance, or a related field.
  • The ability to understand the business and think commercially.
  • The ability to thrive and adapt in a fast-paced online environment.

Responsibilities

  • Advise on compliance for all products and services, including product governance, assessment of appropriateness, conflicts of interest, outsourcing, treating customers fairly, and financial promotions.
  • Review and approve client complaints and ensure adherence to the complaints management framework.
  • Review and approve financial promotions and client communications.
  • Maintain up-to-date compliance policies and procedures.
  • Conduct desk-based reviews of systems, procedures, and controls as part of the Compliance Monitoring Program.
  • Produce risk assessments, management information, and board-level compliance reports, as well as regular and ad-hoc regulatory filings.

Desired Qualifications

  • Up to 2 years of experience in a compliance capacity within regulated firms or similar financial institutions.
  • Knowledge of regulatory compliance frameworks and industry guidelines.

About the Company

Trading212

Commission-free trading platform for retail investors

Trading212 provides an online trading platform for individual investors to buy and trade a wide range of financial instruments, including stocks, ETFs, and commodities. Its main product features a user-friendly web and mobile experience, with an emphasis on commission-free trading and tools like ‘investment pies’ that let users create diversified portfolios easily. Users fund accounts, place trades, and can earn interest on uninvested cash. The platform generates revenue from cash balances, premium features, and spreads on trades. Compared with others, Trading212 differentiates itself with its simple interface, the investment pies diversification tool, and a focus on retail investors in Europe and the UK, backed by reliable customer service. Its goal is to make investing accessible and affordable for everyday investors by providing a straightforward, low-cost platform for managing portfolios and growing wealth over time.

Company size
1,001-5,000
Company stage
Late Stage VC
Total funding
$28.7M
Headquarters
London, United Kingdom
Founded
2003

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