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EP Wealth Advisors

Manages investments and financial plans for families

Wealth Advisor

Wealth Management & Financial AdvisoryConfirmed live in the last 24 hours
Full-timeRedwood City, CA, USA$60k - $120k /yrHybrid

About the Job

Requirements

  • An undergraduate degree is required; a business-related major is preferred.
  • Series 65 or an equivalent qualification is required.
  • At least 2 years of relationship management or sales experience, including at least 1 year in financial services, is required.
  • Basic knowledge of financial and investment concepts is required.
  • Working toward CFP certification is preferred.
  • Demonstrated knowledge of customer relationship management software and Microsoft Office, including Word, Excel, PowerPoint, and Outlook, is required.
  • The advisor must be able to work independently, exercise discretion without immediate supervision, and manage multiple tasks and priorities under deadline pressure.
  • Strong written and verbal communication and interpersonal skills are required to work collaboratively.

Responsibilities

  • Provide service to a defined group of clients in collaboration with the branch team.
  • Qualify leads and refer them to the appropriate advisor team to support internal marketing efforts.
  • Coordinate with portfolio management, operations, and financial planning colleagues to prepare for client meetings and monitor service workflows.
  • Document client interactions and related workflows in the contact management system.
  • Stay current on regulatory requirements, financial services, and other functions relevant to the role.
  • Follow company policies and procedures and perform business functions consistently, with attention to quality and compliance.
  • Perform additional similar functions and tasks as needed to achieve business development and client retention objectives.

Desired Qualifications

  • Interest in developing a career within the financial services industry.

About the Company

EP Wealth Advisors

Manages investments and financial plans for families

EP Wealth Advisors is a fee-only registered investment adviser and financial planning firm that offers wealth management services, including investment management, retirement planning, tax planning, estate planning, and business planning. It uses a planning-first approach to build customized portfolios with mutual funds, ETFs, and other securities, charging fees directly rather than earning commissions to uphold fiduciary duties. The firm differentiates itself by providing independent, objective advice funded solely by client fees and growing nationally through PE-backed acquisitions, now with over 48 offices and more than $31 billion in assets under management. Its goal is to deliver transparent, client-centered financial guidance at scale to help individuals, families, trusts, and organizations achieve their long-term financial objectives.

Company size
501-1,000
Company stage
Debt Financing
Total funding
$500M
Headquarters
Torrance, CA
Founded
2004

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