Full-Time

Financial Regulatory Reporting

VP

Posted on 8/14/2025

Mizuho Securities USA

Mizuho Securities USA

10,001+ employees

Global banking, equities, and fixed-income platform

Compensation Overview

$120k - $185k/yr

+ Bonus

New York, NY, USA

Hybrid

The selected colleague will work at a Mizuho office an average of two or three days per week.

Category
Legal & Compliance (1)
Required Skills
Power BI
Word/Pages/Docs
Excel/Numbers/Sheets
Requirements
  • Bachelor’s degree in Accounting major is preferred.
  • Advanced degree or professional certifications (e.g. CPA, CFA or equivalent) is preferred.
  • Minimum 7 -10 years of experience in financial reporting, regulatory reporting, or related field in banking industry.
  • Proficiency with Microsoft Excel, PowerPoint, and Word.
  • Experience in Regulatory Reporting tools such as Axiom is preferred.
  • Experience in BI tools such as Alteryx or Power Bi is preferred.
  • Working knowledge of regulatory reporting or financial reporting (US GAAP) and ability to setup workpaper from ground up with proper EUC controls.
  • Working knowledge of financial products (e.g. loans, deposits, securities, derivatives, money market products, repos etc.).
  • Strong ability to handle multiple tasks to cover both production and governance.
Responsibilities
  • Prepare or review daily/weekly/monthly/quarterly/annual and ad-hoc regulatory reports including, but not limited to, Federal Reserve reports (e.g. FR Y-15, FR Y-9C, FFIEC 031, FFIEC 002, FFIEC 009, FFIEC 019, FR2644, and FR2900,), Department of Treasury reports (TIC Reports), and Department of Commerce reports (e.g. BE-605, BE-15, and BE-125) with the ability to interpret the relevant regulatory instructions.
  • Reconcile reporting data to GL, validation of static data and perform variance analysis.
  • Support for the governance function of the regulatory reports, which includes development of trainings, and coordination of Regulatory Reporting Governance Committee, Interpretation Forum, handling communication with outside of reporting production team (e.g. Internal Auditor, Quality Assurance, and FRB) and Change Management Forum.
  • Monitor and ensure that changes in the reporting instructions and accounting standards made by the regulatory authorities are incorporated within the reports submitted.
  • Maintain and update procedure documentations related to new and existing regulatory requirements to ensure firm’s compliance.
  • Keep track of each assigned tasks and projects, and meet each deadline.
  • Coordinate with multiple stakeholders across organization.
  • Support management and team members.
Desired Qualifications
  • Experience in Regulatory Reporting tools such as Axiom is preferred.
  • Experience in BI tools such as Alteryx or Power Bi is preferred.
Mizuho Securities USA

Mizuho Securities USA

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Mizuho Securities USA is part of Mizuho Financial Group, a global financial services firm that blends Eastern and Western banking and market practices to serve corporations, private equity firms, and institutional investors. It operates a full-service platform spanning banking, equities, and fixed income, offering strategic and financing solutions along with risk management. The company earns revenue from interest on loans, advisory and financing fees, and trading income across its global equities and fixed income desks. Its approach combines cross-border know-how with local market expertise to tailor solutions for clients. Unlike peers, it emphasizes a long-standing CSR and diversity program, integrating ethical practices and social initiatives into its operations. The goal is to help clients shape their futures and reach their long-term objectives by providing comprehensive financial services and responsible leadership across global markets.

Company Size

10,001+

Company Stage

IPO

Headquarters

Tokyo, Japan

Founded

2000

Simplify Jobs

Simplify's Take

What believers are saying

  • Manages $2 trillion assets and 605 billion yen revenues as of December 2022, fueling US investment banking expansion.
  • Employs 60,000 experts across 900 offices worldwide, bolstering sales, trading, and advisory capabilities.
  • Viet Phan joined as APAC head of energy and natural resources in 2026, targeting India, Korea, Southeast Asia.

What critics are saying

  • FINRA fines Mizuho Securities USA for equities and fixed income violations within 6-12 months.
  • CME Group in-house clearing erodes Mizuho's futures market share in 12-24 months.
  • EMIR 3.0 forces $2B collateral posting, cutting 10-15% trading revenues since January 2026.

What makes Mizuho Securities USA unique

  • Mizuho Securities USA specializes in futures clearing across agriculture, energy, equities, FX, interest rates, and metals via CME Group.
  • Blends Eastern and Western financial practices for corporate, private equity, and institutional clients in banking, equities, fixed income.
  • Maintains global offices in Hong Kong, Seoul, Sydney, Chicago, enhancing cross-border deal flow for US clients.

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Benefits

Health Insurance

Dental Insurance

Hybrid Work Options

401(k) Retirement Plan

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