Full-Time
Compliance Associate Senior
Confirmed live in the last 24 hours
Capital Group
5,001-10,000 employees
Manages equity and fixed income assets
Compensation Overview
$78.6k - $135.8kAnnually
Senior
Los Angeles, CA, USA + 1 more
More locations: Irvine, CA, USA
Requires in-office presence three times a week, with Wednesday as the anchor day.
- Experience in the securities or investment management industry is a plus, but it is not required.
- You are detail-oriented and have conscious processes in your current position that demonstrate a commitment to accuracy.
- You’ve always loved researching and cross-referencing different sources of information to uncover gaps and discrepancies.
- You appreciate the sense of accomplishment achieved when you solve a problem using your good judgment.
- You have an interest and eagerness to learn about emerging technologies such as robotic process automation or machine learning.
- You’re a skilled communicator and thrive in team settings by being authentic, respectful, and engaging.
- You're very proficient with Microsoft Suite (Excel/PowerPoint/Word/Power-BI).
- Alteryx a plus.
- help to ensure we comply with regulations, requirements, and policies.
- conduct investment compliance research, manage, and prepare regulatory filings.
- leverage your passion for process optimization to support our global compliance controls and ownership reporting.
- partner with our in-house lawyers, compliance managers, and investment operations professionals to assist our portfolio compliance operations and research global regulatory requirements.
- learn how to audit our systems to ensure our controls are working properly.
Capital Group focuses on managing investments for long-term growth, primarily through its American Funds® brand. The company utilizes high-conviction portfolios, which means they invest in a select number of securities that they believe will perform well based on thorough research. This approach is supported by a team of over 8,000 associates who work across various global offices. Unlike many competitors, Capital Group emphasizes individual accountability among its investment professionals, ensuring that each team member is responsible for their investment decisions. The main goal of Capital Group is to enhance the financial well-being of its clients by providing successful investment strategies.
Company Stage
N/A
Total Funding
$703.7M
Headquarters
Beijing, China
Founded
N/A
Simplify's Take
What believers are saying
- The collaboration with KKR to launch interval funds in 2025 could open new avenues for investors to access private markets, enhancing Capital Group's product offerings.
- Recognition as the Best Fixed Income Asset Manager at the Australian Wealth Management Awards underscores Capital Group's expertise and reputation in the industry.
- The partnership with Deutsche Bank to distribute the Multi-Sector Income Fund globally expands Capital Group's reach and client base.
What critics are saying
- The emergence of employment scams using Capital Group's name could damage its reputation and deter potential talent.
- The departure of long-time portfolio manager Donald O'Neal may lead to shifts in investment strategy and potential instability.
What makes Capital Group unique
- Capital Group's long-standing history and focus on high-conviction portfolios set it apart from newer investment firms, emphasizing a commitment to long-term results.
- Their strategic partnership with KKR to create hybrid public-private investment solutions showcases their innovative approach to expanding investment opportunities.
- Capital Group's global presence and management of over $2 trillion in assets highlight its scale and influence in the investment industry.
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