Susquehanna International Group

Global quantitative trading, liquidity provision, research

Regulatory Counsel

Legal Counsel & Legal SupportConfirmed live in the last 24 hours

Full-timeBala Cynwyd, PA, USANo salary listedIn-person

About the Job

Requirements

At least 5 years of experience in securities law, broker-dealer compliance, or a related regulatory role in a law firm, in-house, or regulatory setting.
Working knowledge of FINRA rules, the Securities Exchange Act of 1934, and related SEC regulations.
Strong analytical, research, and written communication skills.
Ability to manage multiple projects and deadlines independently.
Juris Doctor degree.

Responsibilities

Advise firm personnel about regulatory requirements regarding securities, commodities, and swaps, particularly matters related to trading and markets.
Assess new regulations and their impact on the firm, advise staff, and coordinate with compliance department colleagues to implement or enhance the existing framework.
Draft written supervisory procedures and other compliance documents.
Support responses to regulatory examinations, inquiries, and requests for information from FINRA, the SEC, and other regulators.

Overview

Susquehanna has an opportunity for an Attorney to join our Regulatory Counsel Team within our Compliance department in our Bala Cynwyd headquarters. This team provides legal and regulatory guidance to support the firm’s compliance program and interfaces directly with trading, technology, operations, and legal teams as well as with external regulators, market participants, and others.

In this role you will:

Advise Susquehanna personnel about regulatory requirements regarding securities, commodities and swaps, particularly focused on matters related to trading and markets
Assess new regulations and their impact on Susquehanna, advise staff, and assist in coordination with other members of the compliance department to implement and/or enhance existing framework
Draft written supervisory procedures and other compliance documents
Support responses to regulatory examinations, inquiries, and requests for information from FINRA, the SEC, and other regulators

What we’re looking for

Minimum of 5 years of experience in securities law, broker-dealer compliance, or a related regulatory role (law firm, in-house, or regulator)
Working knowledge of FINRA rules, Securities Exchange Act of 1934, and related SEC regulations
Strong analytical, research, and written communication skills
Ability to manage multiple projects and deadlines independently
Juris Doctor

If you're a recruiting agency and want to partner with us, please reach out to [email protected]. Any resume or referral submitted in the absence of a signed agreement will not be eligible for an agency fee.

#LI-CB1 #LI-Onsite

About the Company

Susquehanna International Group

Global quantitative trading, liquidity provision, research

Susquehanna International Group (SIG) is a global quantitative trading firm that provides liquidity in equities, fixed income, commodities, and derivatives for institutional clients. Its core approach combines cutting-edge technology with quantitative research to build algorithms and models that identify trading opportunities and manage risk, enabling efficient, profitable trading. SIG differentiates itself through its deep emphasis on data-driven decision making, advanced technology, broad asset class coverage, and a strong global presence with offices in North America and regulated international locations. The company aims to generate trading profits by executing well-priced trades while supporting the careers of professionals in trading, technology, and quantitative research, all within a privacy-conscious framework.

Company size: 1,001-5,000
Company stage: Not listed
Total funding: Not listed
Headquarters: Lower Merion Township, Pennsylvania
Founded: 1987

Recently Posted Jobs

Explore more opportunities at Susquehanna International Group

See more jobs